Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Herbert LocyMML Investors Services, LLCAXA Advisors, LLC12-22-2011
Pei-Chin AndrewMorgan StanleyAXA Advisors, LLC09-19-2011
Eric L. SanowPNC InvestmentsAXA Advisors, LLC07-29-2011
Ronald Franklin MayerLPL Financial LLCAXA Advisors, LLC06-29-2011
Brittany C. BachePNC InvestmentsAXA Advisors, LLC06-13-2011
Naveen DharmalingamNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-17-2010
Basil Mcvoy Duncan IIILPL Financial LLCAXA Advisors, LLC01-04-2010
Benjamin Rueff WilliamsL.M. Kohn & CompanyAXA Advisors, LLC07-14-2009
Timothy John McCabeProEquities, Inc.B. Riley FBR, Inc.$5003-05-2019
Mansoor AhmedSummit Brokerage Services, Inc.B. Riley Wealth Management07-01-2015
Anthony Eric KromerSA Stone Wealth Management Inc.B. Riley Wealth Management$5006-01-2015
Robert Alan AppleRaymond James & Associates, Inc.B. Riley Wealth Management12-05-2014
Nick BursonLincoln Douglas Investments, LLCB. Riley Wealth Management09-03-2011
Stephen Christopher DennisLincoln Douglas Investments, LLCB. Riley Wealth Management07-05-2011
Quinn Sidney JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedBalasa Dinverno Foltz LLC06-16-2016
Dennis Chung Kuo KuHornor, Townsend & Kent, LLCBankers Life Securities, Inc.01-18-2019
David Philip Francis Jr.Bartlett & Co. Wealth Management LLCBARTLETT & CO. LLC04-30-2018
Craig Murray SarembockBartlett & Co. Wealth Management LLCBartlett & Co. LLC04-30-2018
Kyle William PohlmanBartlett & Co. Wealth Management LLCBARTLETT & CO. LLC04-30-2018
Holly Hirt MazzoccaBartlett & Co. Wealth Management LLCBartlett & Co. LLC04-30-2018
Lori Beth PooleBartlett & Co. Wealth Management LLCBARTLETT & CO. LLC04-30-2018
Michael Sayers CambronBartlett & Co. Wealth Management LLCBARTLETT & CO. LLC04-27-2018
Christopher Douglas RobbinsBartlett & Co. Wealth Management LLCBartlett & Co. LLC04-27-2018
James Allen MillerBartlett & Co. Wealth Management LLCBartlett & Co. LLC04-27-2018
Brian Francis AntenucciBartlett & Co. Wealth Management LLCBartlett & Co. LLC04-13-2018
« Previous PageNext Page »

Showing 151 to 175 of 3,544 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.