Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Martin KatzBartlett & Co. Wealth Management LLCBartlett & Co. LLC04-13-2018
Richard William KrombachThrivent Investment Management Inc.BCG Securities, Inc.$2501-02-2009
Ashok Shantappa Shendure, Rajanee Ashok ShendureCommonwealth Financial NetworkBds Financial Service Corporation$10007-06-2009
Steve James PersonsCBS Funding, Inc.Beacon Capital Management, Inc.09-08-2011
Christopher C. BrightCUNA Brokerage Services, Inc.Beacon Hill Investment Advisory, LLC11-27-2018
William Brian BerlinValMark Securities, Inc.Beard Financial Services, Inc.$5001-31-2017
David Allan EltringhamBenchmark Wealth ManagementBenchmark Investment Advisors LLC10-23-2018
Matthew David EltringhamBenchmark Wealth ManagementBenchmark Investment Advisors LLC10-23-2018
Tarick Luke BernatBFC Planning, Inc.Berthel, Fisher & Company Financial Services, Inc.01-31-2014
Jason J. BernatBFC Planning, Inc.Berthel, Fisher & Company Financial Services, Inc.01-31-2014
Christopher David SeipleBFC Planning, Inc.Berthel, Fisher & Company Financial Services, Inc.12-11-2013
Brian Michael LehnerThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$1108-19-2019
Amy J. ShopeThe Strategic Financial Alliance, Inc.BFC Planning, Inc.$5008-19-2019
Michelle Rene PommeranzThe Strategic Financial Alliance, Inc.BFC Planning, Inc.08-19-2019
Laurence MontelloMontello Wealth Management, Inc.BMO Harris Financial Advisors, Inc.09-02-2009
Richard Mark KleshinskiPinnacle Advisory Services, LLCBOA, LLC05-22-2019
Thomas Leo Dooley IIID.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
Nicolas Peter BickingD.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
Antowoine D. WintersNext Steps Financial Planning, LLCBolton Securities Corporation07-27-2017
Michele Suzanne SchumacherSecurities America, Inc.Brecek & Young Advisors, Inc.$15001-23-2009
Geneva Earlene JordanSecurities America, Inc.Brecek & Young Advisors, Inc.$10001-23-2009
Anders Kristian JuelSecurities America, Inc.Brecek & Young Advisors, Inc.$5001-23-2009
Joseph Francis Moretti Jr.Securities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Richard Edward MartinSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
Samuel David DinnSecurities America, Inc.Brecek & Young Advisors, Inc.$2501-23-2009
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Showing 176 to 200 of 3,544 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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