Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anderson CoombeRobert W. Baird & Co. Incorporated1919 Investment Counsel, LLC12-30-2011
Jared Thomas WalshReservoir Wealth Management1st Global Capital Corp.05-14-2018
Brian William DistlerCetera Advisor Networks LLC1st Global Capital Corp.$1001-30-2013
Kayla Ann StoweCetera Advisor Networks LLC1st Global Capital Corp.01-30-2013
Brian Douglas LongVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Bryan Lee LaubaughFSC Securities CorporationAdvantage Capital Corporation$10002-27-2009
Thomas M. LeonardiFSC Securities CorporationAdvantage Capital Corporation$10002-27-2009
Melvyn Phillip ShawFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Ralph William LuntFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Dominic Joseph GiovannazzoRaymond James Financial Services, Inc.Advantage Investment Management, LLC09-24-2013
Stephen Charles DetrayHorter Investment Management, LLCAdvantage Investment Management, LLC12-19-2012
Ronald Perez PalancaStratos Wealth Partners, LtdAdvisors' Pride Inc.12-17-2018
Todd Joseph RichhartVoya Financial Advisors, Inc.Allstate Financial Services, LLC01-22-2019
Dominic Andrew RussoThrivent Investment Management Inc.Allstate Financial Services, LLC11-03-2018
Todd Curtis AllenThe O.N. Equity Sales CompanyAllstate Financial Services, LLC05-11-2018
Albert Arthur Duplace Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$2510-19-2016
Thomas Arthur SkeesPruco Securities, LLC.Allstate Financial Services, LLC07-23-2015
Thad Edmund FidlerFarmers Financial Solutions, LLCAllstate Financial Services, LLC12-19-2014
Eric James PalomoPNC InvestmentsAllstate Financial Services, LLC09-18-2013
Benjamin Paul ForgraveLPL Financial LLCAlpha Financial Planning, Inc.05-31-2016
Peter A SamenukPlanners AllianceAlphaStar Capital Management, LLC03-15-2018
Richard Lee Wunderlich Jr.EFS Investment Advisors LLCAmerica Northcoast Securities, Inc.03-13-2017
Regina Mae RyanSummit Capital Inc.America Northcoast Securities, Inc.01-29-2014
Daniel Patrick Gaertner Jr.UBS Financial Services Inc.American Century Investment Services Inc.01-08-2018
Scott Edward HeatherRoyal Fund Management, LLCAMERICAN ELITE RETIREMENT06-05-2013
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Showing 1 to 25 of 3,555 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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