Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Brooks HardestyDynamic Wealth AdvisorsYELLOWSTONE PARTNERS03-16-2018
Louis King Shing LoCetera Advisors LLCXtent Financial Group, Inc.$50001-31-2011
Gregory James WeisheitBeaconsfield Financial Services, Inc.Xtent Financial Group, Inc.01-27-2011
Rhoda Alice JordanRegal Securities, Inc.Xtent Financial Group, Inc.11-24-2010
STEVEN CRAIG INGRAMRegal Securities, Inc.Xtent Financial Group, Inc.$10007-19-2010
Bruce Alan RowlandAmeriprise Financial Services, Inc.WRP Investments, Inc.12-18-2014
Jeffrey Alan LangFortune Financial Services, Inc.WRP Investments, Inc.$25010-03-2014
Ralph Edward ThauvetteCentaurus Financial, Inc.WRP Investments, Inc.07-02-2014
Jay Deron ZornesCambridge Investment Research, Inc.WRP Investments, Inc.$10003-05-2014
Eugene Edward Welsh Jr.Ameriprise Financial Services, Inc.WRP Investments, Inc.02-14-2014
Shaena Leigh MillerAmeriprise Financial Services, Inc.WRP Investments, Inc.02-14-2014
Stephen Hawthorne SmithPlanMember Securities CorporationWRP Investments, Inc.$10007-17-2013
Matthew Martin JehnRoyal Oak Financial GroupWRP Investments, Inc.02-26-2013
Chris Andrew GnandtAmeriprise Financial Services, Inc.WRP Investments, Inc.01-18-2013
Kristen Terese MillerMorgan StanleyWRP Investments, Inc.$10012-10-2012
Kay Marie AuwerterLPL Financial LLCWRP Investments, Inc.$20008-03-2012
Stephen Alfons EppichLiberty Partners Financial Services, LLCWRP Investments, Inc.$50006-01-2012
Clint Harley KeenerCapital City Securities, LLCWRP Investments, Inc.$50005-03-2012
James Lee McInturf Jr.LPL Financial LLCWRP Investments, Inc.01-30-2012
Anthony Christopher KippinsRetirement Plan Advisors LtdWRP Investments, Inc.09-08-2011
John Lee Heinze Jr.Sicor Securities IncWRP Investments, Inc.01-06-2011
Brian David SmithLPL Financial LLCWorld Group Securities, Inc.03-23-2011
Christopher William RussenThe Huntington Investment CompanyWorld Group Securities, Inc.04-05-2010
Jonathan Dennis YorkSterling Advisors LLCWorld Group Securities, Inc.03-11-2010
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Showing 1 to 25 of 6,595 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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