Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin Brooks HardestyDynamic Wealth AdvisorsYELLOWSTONE PARTNERS03-16-2018
Louis King Shing LoCetera Advisors LLCXtent Financial Group, Inc.01-31-2011
Charles Ralph ShawEquitable Advisors, LLCXML Securities11-09-2018
Shaena MillerAmeriprise Financial Services, LLCWRP Investments, Inc.$8902-14-2014
Jeffrey Alan LangFortune Financial Services, Inc.WRP Investments, Inc.$2510-03-2014
Mark Richard CastoCambridge Investment Research, Inc.WRP Investments, Inc.03-05-2014
Jay Deron ZornesCambridge Investment Research, Inc.WRP Investments, Inc.$10003-05-2014
Matthew Martin JehnRoyal Oak Financial GroupWRP Investments, Inc.02-26-2013
Chris Andrew GnandtAmeriprise Financial Services, LLCWRP Investments, Inc.01-18-2013
Kay Marie AuwerterLPL Financial LLCWRP Investments, Inc.08-03-2012
Stephen Alfons EppichLiberty Partners Financial Services, LLCWRP Investments, Inc.$5006-01-2012
James Lee McInturf JrLPL Financial LLCWRP Investments, Inc.01-30-2012
Chad Wesley HolmesFormula WealthWPWealth LLP08-27-2020
Francis William SenecoOberlin Financial International, LLCWorld Equity Group, Inc.06-03-2019
Mark Allan MaasSigma Financial CorporationWorkman Securities Corporation$1008-19-2011
Angela Dawn BranardCitizens Securities, Inc.Woodmen Financial Services, Inc.09-13-2019
Anil Kumar SharmaBollin Wealth Management, LLCWoodbury Financial Services, Inc.08-25-2020
David Andrew JacobsPackerland Brokerage Services, Inc.Woodbury Financial Services, Inc.11-08-2017
Douglas Nash LindleyCetera Advisors LLCWoodbury Financial Services, Inc.03-27-2013
Matthew B BeckCetera Advisors LLCWoodbury Financial Services, Inc.$2503-27-2013
Angela Marie BerryVantage Financial Group, Inc.Woodbury Financial Services, Inc.11-09-2012
Richard Franklyn Detillio JrVantage Financial Group, Inc.Woodbury Financial Services, Inc.$5011-09-2012
Joseph Adam UhrigCambridge Investment Research, Inc.Woodbury Financial Services, Inc.08-20-2012
Andrew Michael PanyikMoney Concepts Capital CorpWoodbury Financial Services, Inc.$2506-08-2012
Larry Dean QueenCambridge Investment Research, Inc.Woodbury Financial Services, Inc.10-18-2011
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Showing 1 to 25 of 4,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.