Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Alan Hoge1st Global Capital Corp.Pruco Securities, LLC.08-14-2018
William Joseph Cunningham Jr.1st Global Capital Corp.Hancock Whitney Investment Services Inc.10-03-2017
Brian William Distler1st Global Capital Corp.Chase Investment Services Corp.01-01-2011
Angelo M. Nuzzo Jr.1st Global Capital Corp.Wells Fargo Clearing Services, LLC11-30-2009
Jason Thomas Ice1st Global Capital Corp.Ameriprise Financial Services, LLC$5007-01-2009
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
William Andrew Groth9258 Wealth Management, LLCNational Retirement Consultants Inc01-03-2020
Dean Robert Johns9258 Wealth Management, LLCJohn D. Dovich & Associates, LLC02-27-2019
Shawn Luther Fishbaugh9258 Wealth Management, LLCJohn D. Dovich & Associates, LLC01-24-2019
Peter C. Bohrofen9258 Wealth Management, LLCWells Fargo Clearing Services, LLC$2503-29-2018
Mark Scot Cone9258 Wealth Management, LLCRaymond James & Associates, Inc.01-09-2018
Andrew Lynn KernsAccountable Financial Planning LLCFee-Only Financial Planning, L.C.09-29-2009
Rachelle Renee KovacsAdaptive Financial Consulting, LLCStratos Wealth Partners, Ltd05-31-2018
Jeremy Bigelow ThompsonAdaptive Financial Consulting, LLCStratos Wealth Partners, Ltd07-26-2017
Daniel Mark Amiot IIAdvance Capital Management IncCORNERSTONE CAPITAL ADVISORS01-02-2018
David R ForshewAdvance Capital Management IncCornerstone Capital Advisors07-29-2016
Tony WendelnAdvanced Asset Management Advisors, Inc.H. Beck, Inc.08-07-2017
Catherine C. ZainoADVANTAGE INVESTMENT MANAGEMENT, LLCVALIC Financial Advisors, Inc.09-12-2013
Howard Steven MyersAdviser Alliance, LLCCetera Advisors LLC09-13-2018
Kevin Lee ArshamAdviser Alliance, LLCOnPointe Advisory and Financial Services, LLC11-22-2017
Ronald Perez PalancaAdvisors' Pride Inc.LPL Financial LLC09-22-2016
Louis Anthony MucciAdvisory Services NetworkAmeriprise Financial Services, LLC07-13-2016
Gary Lee Howard Jr.Advisory Services NetworkMoney Concepts Capital Corp01-02-2015
Joseph Roe Wilson IIIAE Wealth Management, LLCG.F. Investment Services, LLC03-01-2019
Keith Edward LockwoodAE Wealth Management, LLCAXA Advisors, LLC01-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.