Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Keith Jeffries IIIChase Investment Services Corp.UBS Financial Services Inc.01-01-2009
John Allen Kruse Jr.Sigma Financial CorporationEquity Services, Inc.01-01-2009
Jeffrey Lawrence RotskyMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
Christopher Patrick TuckerMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$15001-01-2009
Joseph William BevackMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Eric John StephensonMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Ryan Matthew DunlapMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-01-2009
Robert William FaulknerMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Jerald Lewis ButtsLPL Financial LLCWorld Group Securities, Inc.01-02-2009
Richard Charles Morrow Jr.Purshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Robin Lynn RobertsPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Richard William KrombachThrivent Investment Management Inc.BCG Securities, Inc.$2501-02-2009
Ronald Joseph Kims Jr.Thrivent Investment Management Inc.Ameriprise Financial Services, LLC01-02-2009
Michael J. PrimeranoSecurities America, Inc.Lincoln Financial Advisors Corporation01-05-2009
Sherry Lynn MccainG. A. Repple & CompanyThe O.N. Equity Sales Company01-05-2009
Nicholas Alonzo CuppsRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2009
Christina E. EnninThe Huntington Investment CompanyNatcity Investments, Inc.01-06-2009
Guiseppi John MorabitoJ.P. Turner & Company, L.L.C.FSC Securities Corporation$5001-06-2009
E. James Camaglia Jr.Natcity Investments, Inc.MetLife Securities Inc.01-07-2009
Deborah Thayer TestaAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC01-09-2009
Joseph Daniel Fondacaro Jr.Triad Advisors LLCHoran Securities, Inc.01-09-2009
Keri Lynn DrainMetLife Securities Inc.NYLIFE Securities LLC01-09-2009
Charles Anthony Romano IIIFidelity Brokerage Services LLCUBS Financial Services Inc.01-12-2009
Nicholas Andrew WurstLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-12-2009
William Randolph Wilkins Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.