Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hugh Patrick McMichael Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Warren James SilverL.M. Kohn & CompanyRoss, Sinclaire & Associates, LLC05-27-2020
Susan WanamakerAXA AdvisorsFidelity12-20-2019
Susan WanamakerAXA AdvisorsFidelity12-20-2019
Craig Dayton CouchCambridge Investment Research, Inc.Citizens Securities, Inc.05-15-2020
Dennis Charles JacksonLPL Financial LLCSecurities America Advisors, Inc.05-15-2020
David James MetzgerLPL Financial LLCSecurities America, Inc.05-14-2020
Anthony Lee Van KeurenLPL Financial LLCSecurities America, Inc.05-14-2020
Michael SoederAXA AdvisorsCitizens Securities02-04-2020
Douglas SingerAXA AdvisorsPruco Securities, LLC02-04-2020
Brittany RieckAXA AdvisorsWesbanco Securities, Inc12-09-2019
John NelsonAXA AdvisorsEdward Jones12-04-2019
Scott William HuffRiver Wealth Management LLCSecurities America, Inc.05-04-2020
Timothy James PlonskiRiver Wealth Management LLCSecurities America, Inc.05-04-2020
Brian Edward KnapkeLPL Financial LLCCoastal Equities, Inc.05-01-2020
Daniel FisherJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-06-2020
Nathan David EberlyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2020
Evan Andrew MurlinBrookstone Capital Management LLCAE Wealth Management, LLC04-15-2020
Erin Elizabeth SpackeyAXA Advisors, LLCW&S Brokerage Services, Inc.04-09-2020
David Michael TaucherBeacon Financial Advisory LLCDakota Wealth, LLC04-09-2020
La'Velle Deante SpiveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2020
Robert Alan AppleLPL Financial LLCRaymond James & Associates, Inc.04-03-2020
Shaunjoy Kumar SehanobishCitizens Securities, Inc.J.P. Morgan Securities LLC04-01-2020
Steven W MerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2020
Alec C VernonThe Huntington Investment CompanyW&S Brokerage Services, Inc.03-30-2020
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Showing 1 to 25 of 6,693 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.