Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tobia Jacqueline StinsonSpire Securities, LLCAmerican Wealth Management, Inc.07-03-2019
Bradley David HitzemanCharles Schwab & Co., Inc.The Huntington Investment Company07-02-2019
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Neal David ClemensCambridge Investment Research, Inc.USA Financial Securities Corporation06-27-2019
Tina Marie NofzingerCambridge Investment Research, Inc.LPL Financial LLC06-18-2019
Brian Matthew ReesRaymond James Financial Services, Inc.Vantage Financial Group, Inc.06-07-2019
David Allen HammFortune Financial Services, Inc.Cetera Advisor Networks LLC06-06-2019
Regina Dyan UngerInvestment Planners, Inc.KCD Financial, Inc.05-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Marie-Hlne Walls-WilsonThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-07-2019
Kari A FernRaymond James Financial Services, Inc.Edward Jones04-17-2019
Peter Raymond HurlbutFortune Financial Services, Inc.Lincoln Financial Securities Corporation04-02-2019
James Joseph KarsatosKestra Investment Services, LLCNYLIFE Securities LLC03-25-2019
Andrew BolkaPrincipal Securities, Inc.Transamerica Financial Advisors, Inc03-20-2019
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Nickolas Joseph TurnerThe Huntington Investment CompanySecure Investment Management, LLC03-11-2019
Caleb M UlmerRaymond James Financial Services, Inc.The Huntington Investment Company03-06-2019
Justin Troy AtkinsonAAN Wealth Advisors LLCAnthem Securities, Inc.03-05-2019
Jay Anthony HinesEquity Services, Inc.Farmers Financial Solutions, LLC03-04-2019
Jay Charles DiasCetera Investment Services LLCThe Huntington Investment Company03-04-2019
Edward M. SkornickaU.S. Bancorp Investments, Inc.PNC Investments02-27-2019
Malcolm Charles BeardThe O.N. Equity Sales CompanyPrincipal Securities, Inc.02-26-2019
Jean-Claude Mansanga NdongoLPL Financial LLCKey Investment Services LLC02-25-2019
James Edward JohnsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC02-22-2019
Hugh William Rhodes IIMid Atlantic Capital CorporationEF Hutton Investments LLC02-20-2019
Next Page »

Showing 1 to 25 of 4,913 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.