Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael SoederEquitable Advisors, LLCCitizens Securities, Inc.02-04-2020
Brittany RieckEquitable Advisors, LLCWesBanco Securities, Inc.12-09-2019
Douglas SingerEquitable Advisors, LLCM Holdings Securities, Inc.02-04-2020
Courtney ReedEquitable Advisors, LLCVALIC Financial Advisors, Inc.07-02-2020
John NelsonEquitable Advisors, LLCEdward Jones12-04-2019
Daniel FisherJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC03-06-2020
Thomas J Addessi Michael A RossoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-20-2013
Dan Lamacchia CFPBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-26-2013
Peter FerranteBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC10-28-2011
Ryan Bibler Vince Finney Myron Shaffer and Joe PanfilWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-02-2018
James MedskerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2018
Laith KhalafWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2018
Scott Mercalde Tricia MercaldeMorgan StanleyUBS Financial Services Inc.10-05-2018
Susan WanamakerEquitable Advisors, LLCFidelity12-20-2019
Chad A Tom Wayne WycoffStratos Wealth Partners, LtdHuntington Investments01-02-2015
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Clay SwigertManning & Napier Advisors, LLCJ.P. Morgan Securities LLC10-07-2020
Ryan Joseph EversoleARGI Investment Services, LLCTD Ameritrade, Inc.10-06-2020
John David StanovichARGI Investment Services, LLCTD Ameritrade, Inc.10-06-2020
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Mark Gaylord CompstonLincoln Financial Securities CorporationWells Fargo Advisors Financial Network, LLC10-01-2020
Stephen M CatalanoW3 Wealth Advisors, LLCWells Fargo Clearing Services, LLC10-01-2020
Ryan C OldsDynamic Wealth AdvisorsCommonwealth Financial Network10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Lisa Bader RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcDonald Partners LLC09-30-2020
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Showing 1 to 25 of 4,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.