Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Michael TaylorThe Huntington Investment CompanyAXA Advisors, LLC08-05-2019
Daniel A. JohnsonBirchcreek Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
Leo RosnerCambridge Investment Research, Inc.Sagepoint Financial, Inc.$2708-02-2019
Carl Andrew AdkinsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.08-02-2019
Robert Arthur RollandCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Adam Matthew BonvenutoCambridge Investment Research, Inc.Nationwide Securities, LLC08-01-2019
Jack Jerome Defevers Jr.Pruco Securities, LLC.AXA Advisors, LLC07-29-2019
Ellis Y. MillerKestra Investment Services, LLCHummel Wealth Management, LLC$2507-25-2019
John Robert MullettKestra Investment Services, LLCHummel Wealth Management, LLC07-25-2019
Elizabeth Kate HandKestra Investment Services, LLCHummel Wealth Management, LLC07-25-2019
Brian David SmithLPL Financial LLCSecurities America, Inc.$25007-08-2019
Jerald Lewis ButtsLPL Financial LLCSecurities America, Inc.$107-08-2019
Tobia Jacqueline StinsonSpire Securities, LLCAmerican Wealth Management, Inc.07-03-2019
Bradley David HitzemanCharles Schwab & Co., Inc.The Huntington Investment Company07-02-2019
Warren Samuel WernickCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC$1,00007-02-2019
Stuart A. GertmanInternational Assets Advisory, LLCPurshe Kaplan Sterling Investments$10007-02-2019
Michael Patrick MawbyInternational Assets Advisory, LLCPurshe Kaplan Sterling Investments$10007-02-2019
Robert Edward LampeCantella & Co., Inc.Raymond James & Associates, Inc.$107-01-2019
Robert Lynn NicholasPinnacle Investments, LLCEssex Securities LLC$106-29-2019
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
Neal David ClemensCambridge Investment Research, Inc.USA Financial Securities Corporation06-27-2019
Robert William RetzloffPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15006-25-2019
Brian J FunkhouserPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10006-25-2019
John T. O'BrienPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-25-2019
Brian D. AddisGWN Securities Inc.Cantella & Co., Inc.$10006-24-2019
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Showing 1 to 25 of 4,930 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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