Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew B LavelleThe Huntington Investment CompanyKey Investment Services LLC06-01-2018
Ryan Pat BonaventuraPrivate Client Services, LLCLPL Financial LLC$2506-01-2018
Daniel McgreevyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-31-2018
James Donald KempRobert W. Baird & Co. IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15005-31-2018
Sean Patrick GlazierBoyd Watterson Asset Management, LLCE*TRADE Securities LLC05-31-2018
Matthew Glen MartinFifth Third Securities, Inc.Key Investment Services LLC05-30-2018
Gregory Robert RomesPruco Securities, LLC.Questar Capital Corporation$15005-29-2018
Michael Robert Caligiuri De JesusCaligiuri FinancialHamilton Capital05-24-2018
Jason AufderhaarThe Huntington Investment CompanyPFS Investments Inc.05-22-2018
Daniel Joseph StreblerJ.J.B. Hilliard, W.L. Lyons, LLCUBS Financial Services Inc.$10005-18-2018
Donald M McclurgCambridge Investment Research, Inc.Securities America, Inc.$15005-18-2018
Joseph Anthony MaukonenEdward JonesScottrade, Inc.05-18-2018
Paul John PfeifferNorthPoint Financial Planning LLCFSC Securities Corporation05-18-2018
Joseph Frank GrimsicPNC InvestmentsMML Investors Services, LLC05-15-2018
Richard Keith DysonPNC InvestmentsJ.P. Morgan Securities LLC05-15-2018
Jared Thomas WalshReservoir Wealth Management1st Global Capital Corp.05-14-2018
Michael Hannon KurlandThe O.N. Equity Sales CompanyMML Investors Services, LLC$105-14-2018
Todd Curtis AllenThe O.N. Equity Sales CompanyAllstate Financial Services, LLC05-11-2018
Dan Strebler, Walt Sokira, Toni FrancisHilliard LyonsUBS Financial Services$23005-11-2018
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$105-09-2018
David Steven PattonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-04-2018
Gary Luther BrahlerMorgan StanleyWells Fargo Clearing Services, LLC$1,00005-02-2018
Nicolas Peter BickingD.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
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Showing 226 to 250 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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