Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$105-09-2018
David Steven PattonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-04-2018
Gary Luther BrahlerMorgan StanleyWells Fargo Clearing Services, LLC$1,00005-02-2018
Nicolas Peter BickingD.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
Robert Karl AppleOneAmerica Securities, Inc.Park Avenue Securities LLC05-01-2018
Thomas Leo Dooley IIID.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
Cherry Haney FishburneThe O.N. Equity Sales CompanyHornor, Townsend & Kent, LLC04-27-2018
Christopher Thomas AnteauBFC Planning, Inc.Citizens Securities, Inc.04-27-2018
Gerald Allen HahnRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10004-27-2018
Jonathan HarrisonRaymond James & Associates, Inc.Scottrade, Inc.$2504-27-2018
Natalie Danielle KnerrEdward JonesThe Huntington Investment Company$15004-27-2018
Lindsey Joann MichaelidesPNC InvestmentsJ.P. Morgan Securities LLC04-26-2018
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
David Harvey FriedmanCitizens Securities, Inc.J.P. Morgan Securities LLC04-25-2018
Jason Richard BernalBlue Jay Financial Group, LLCCetera Advisors LLC04-24-2018
Jason Taylor DemlandBlue Jay Financial Group, LLCCetera Advisors LLC04-24-2018
Jon Alexander HornThe O.N. Equity Sales CompanyMML Investors Services, LLC04-19-2018
Eugene George Zrinyi Jr.AXA Advisors, LLCTD Ameritrade, Inc.04-16-2018
Julia Ann BoronJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.$104-16-2018
Sony Son DawsonLPL Financial LLCFifth Third Securities, Inc.04-16-2018
William R JirousekThe Huntington Investment CompanyCitizens Securities, Inc.04-16-2018
Peter Douglas MccolganWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15004-13-2018
Stephen Brian SheaMorgan StanleyStratos Wealth Partners, Ltd04-13-2018
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Showing 251 to 275 of 4,913 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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