Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian David SmithSecurities America, Inc.LPL Financial LLC$25005-09-2018
Jerald Lewis ButtsSecurities America, Inc.LPL Financial LLC$105-09-2018
David Steven PattonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-04-2018
Gary Luther BrahlerMorgan StanleyWells Fargo Clearing Services, LLC$1,00005-02-2018
Nicolas Peter BickingD.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
Robert Karl AppleOneAmerica Securities, Inc.Park Avenue Securities LLC05-01-2018
Thomas Leo Dooley IIID.A. Davidson & Co.Boenning & Scattergood, Inc.05-01-2018
Cherry Haney FishburneThe O.N. Equity Sales CompanyHornor, Townsend & Kent, LLC04-27-2018
Christopher Thomas AnteauBFC Planning, Inc.Citizens Securities, Inc.04-27-2018
Gerald Allen HahnRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10004-27-2018
Jonathan HarrisonRaymond James & Associates, Inc.Scottrade, Inc.$2504-27-2018
Natalie Danielle KnerrEdward JonesThe Huntington Investment Company$15004-27-2018
Lindsey Joann MichaelidesPNC InvestmentsJ.P. Morgan Securities LLC04-26-2018
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
David Harvey FriedmanCitizens Securities, Inc.J.P. Morgan Securities LLC04-25-2018
Jason Richard BernalBlue Jay Financial Group, LLCCetera Advisors LLC04-24-2018
Jason Taylor DemlandBlue Jay Financial Group, LLCCetera Advisors LLC04-24-2018
Jon Alexander HornThe O.N. Equity Sales CompanyMML Investors Services, LLC04-19-2018
Eugene George Zrinyi Jr.AXA Advisors, LLCTD Ameritrade, Inc.04-16-2018
Julia Ann BoronJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.$104-16-2018
Sony Son DawsonLPL Financial LLCFifth Third Securities, Inc.04-16-2018
William R JirousekThe Huntington Investment CompanyCitizens Securities, Inc.04-16-2018
Peter Douglas MccolganWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15004-13-2018
Stephen Brian SheaMorgan StanleyStratos Wealth Partners, Ltd04-13-2018
« Previous PageNext Page »

Showing 251 to 275 of 4,913 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.