Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin K. DilbeckCommonwealth Financial NetworkMorgan Stanley11-15-2019
Stephen Robert JenkinsHorter Investment Management, LLCPurshe Kaplan Sterling Investments$1011-15-2019
Matthew James RuttenbergLife, Inc. Retirement ServicesCambridge Investment Research, Inc.11-15-2019
Steven Maurice WeinsteinIFP Securities, LLCSecurities America, Inc.$2511-14-2019
Eric Michael BokeschSecurities America, Inc.Cambridge Investment Research, Inc.11-13-2019
Vincent Fabian JulianKey Investment Services LLCPruco Securities, LLC.11-12-2019
Shelly A. ThomasKey Investment Services LLCJ.P. Morgan Securities LLC$15011-08-2019
Eugene Edward Welsh Jr.LaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC11-08-2019
Shaena Leigh MillerLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC11-08-2019
Bruce Malcolm AverbackThurston Springer FinancialStifel, Nicolaus & Company, Incorporated$5011-08-2019
Russell Kenneth Newman Jr.Money Concepts Capital CorpNationwide Securities, LLC11-08-2019
Michael W ShamesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-08-2019
Colin Doyle KeefeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
David Keith SpindleJ.P. Morgan Securities LLCAXA Advisors, LLC11-07-2019
Brian JohnsonFifth Third Securities, Inc.Citizens Securities, Inc.$15011-06-2019
Amy Marie DietzThe O.N. Equity Sales CompanyAXIO Financial LLC11-06-2019
Ryan Timothy GilmerWhitcomb & Hess, Inc.ValMark Securities, Inc.11-06-2019
Kenneth Edmund MearsValMark Securities, Inc.Cetera Advisors LLC$5011-01-2019
Chad Lee UlmerFifth Third Securities, Inc.Key Investment Services LLC10-31-2019
Robert KishCitizens Securities, Inc.MML Investors Services, LLC10-31-2019
Derek Joseph KesigUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-31-2019
Kelsey Christine McKayUBS Financial Services Inc.Fidelity Brokerage Services LLC10-30-2019
Shane Michael MoranMorgan StanleyUBS Financial Services Inc.10-30-2019
Erik Wayne JohnsonPNC InvestmentsCitizens Securities, Inc.10-29-2019
Gregory Reid DavisPruco Securities, LLC.Farmers Financial Solutions, LLC10-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.