Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Allan Welch Jr.ValMark Securities, Inc.Key Investment Services LLC$1604-09-2018
Judd Rezin ClarkMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.04-09-2018
Michael John MartinezThe Pension GroupMadison Avenue Securities, LLC04-06-2018
Ashley Diane LudwigPrincipal Securities, Inc.J.P. Morgan Securities LLC04-05-2018
Joseph Russell ReedyAXA Advisors, LLCFifth Third Securities, Inc.$5004-05-2018
Matthew Michael PullarSequoia Financial Advisors, L.L.C.The Huntington Investment Company04-02-2018
Brian Christopher SelfCitizens Securities, Inc.Scottrade, Inc.03-29-2018
Connor Glenn JarvisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Ian N. Wilt, Michael Jude ScovicMorgan Stanley Wealth ManagementUBS Financial Services$46303-23-2018
Adam M ChuddeCantella & Co., Inc.Harbor Financial Services, LLC$5003-23-2018
Drew R MantelAmeriprise Financial Services, Inc.Edward Jones$103-23-2018
Gregory James CorrenteThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
Ian Noble WiltMorgan StanleyUBS Financial Services Inc.$10003-23-2018
Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$8103-23-2018
Peter William Swenty IIKestra Investment Services, LLCMorgan Stanley03-23-2018
Tamala R Clark-CulpThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
Rachel Ann KurpeU.S. Bancorp Investments, Inc.Pruco Securities, LLC.03-20-2018
Alfred James FerontiAMFG Wealth Management LLCSageGuard Wealth Management, Inc.03-19-2018
Michael C SchumakerEdward JonesMoney Concepts Capital Corp03-16-2018
Timothy Ray BrownAnderson Financial Strategies, LLCUnited Planners' Financial Services Of America A Limited Partner03-16-2018
John Salvatore ZingalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedGrandFund Investment Group, LLC$10003-15-2018
James Paul NunezGlobal Financial Private Capital, LLCRedhawk Wealth Advisors, Inc.03-14-2018
Corey Richard FogelAXA Advisors, LLCFidelity Brokerage Services LLC03-12-2018
Heather Renee AllmanRaymond James Financial Services, Inc.Edward Jones$103-09-2018
Michael Joseph JanoskoValMark Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
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Showing 276 to 300 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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