Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Ray BrownAnderson Financial Strategies, LLCUnited Planners' Financial Services Of America A Limited Partner03-16-2018
John Salvatore ZingalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedGrandFund Investment Group, LLC$10003-15-2018
James Paul NunezGlobal Financial Private Capital, LLCRedhawk Wealth Advisors, Inc.03-14-2018
Corey Richard FogelAXA Advisors, LLCFidelity Brokerage Services LLC03-12-2018
Heather Renee AllmanRaymond James Financial Services, Inc.Edward Jones$103-09-2018
Michael Joseph JanoskoValMark Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
Michael Thomas JesionowskiWells Fargo Clearing Services, LLCNationwide Investment Services Corporation03-09-2018
William Joseph DemarcoRegulus Advisors, LLCOneAmerica Securities, Inc.03-08-2018
Brian Cleve DutteraKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-07-2018
Bryan Ashley PietrasRaymond James Financial Services, Inc.ProEquities, Inc.03-07-2018
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Brian Timothy HoutsTriad Advisors LLCPNC Investments$2503-05-2018
Sean Stephen RyanEdward JonesFidelity Brokerage Services LLC$103-05-2018
Timothy Ray BrownUnited Planners' Financial Services of America A Limited PartnerCutter & Company, Inc.03-02-2018
Jeramy D. MayJanney Montgomery ScottWells Fargo Advisors$11803-01-2018
Aloysius C JosephCommonwealth Financial NetworkPNC Investments03-01-2018
Jeramy Douglas MayJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$103-01-2018
Emily Rochelle SnyderTriad Advisors LLCMid Atlantic Capital Corporation02-28-2018
Ryan Christopher SowardsWells Fargo Clearing Services, LLCATEL Securities Corporation02-28-2018
Thomas Edward FinleyPNC InvestmentsMorgan Stanley02-26-2018
Catherine Jiehae KimPNC InvestmentsNYLIFE Securities LLC02-23-2018
Krista Lea CartwrightWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2502-23-2018
Raquel B PachecoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-23-2018
Christopher Collin BrightBeacon Hill Investment Advisory, LLCAlpha Financial Planning, Inc.02-22-2018
Andrew Christopher RabasPark Avenue Securities LLCOneAmerica Securities, Inc.02-21-2018
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Showing 301 to 325 of 4,913 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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