Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald Paul Qualters Jr.Cambridge Investment Research, Inc.First Dominion Capital Corp.02-16-2018
Jeffrey Thomas GensheimerWells Fargo Clearing Services, LLCMorgan Stanley$5002-16-2018
Leo Fredrick LauterbachWells Fargo Clearing Services, LLCMorgan Stanley$5002-16-2018
Molly Loretta CarlinFirst Heartland Capital, Inc.Cetera Advisor Networks LLC02-16-2018
Shon P AndersonAnderson Financial Strategies, LLCCutter & Company, Inc.02-16-2018
Shon P. AndersonAnderson Financial Strategies, LLCUnited Planners' Financial Services Of America A Limited Partner02-16-2018
Christopher M EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
John William LehmanThe Huntington Investment CompanyTIAA-CREF Individual & Institutional Services, LLC$5002-14-2018
John William WirtzLPL Financial LLCThe Huntington Investment Company02-12-2018
Cody Aaron AustinL.M. Kohn & CompanySecurities Service Network, LLC02-09-2018
James Walter Daehler Jr.Raymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-09-2018
Joseph Thomas LeightonEdward JonesAmeriprise Financial Services, Inc.$1002-09-2018
Kevin Robert ClarkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Kimberly Ann ThompsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1502-09-2018
Randal Clark BaileyStrategic Portfolio Management, Inc.Legacy Investment Group, LLC02-09-2018
David Alan MoroskyWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-08-2018
Bruce Alan DipietroLPL Financial LLCSivel Capital Management, Inc$102-07-2018
Charles Edward BoomsAmerican Portfolios Financial Services, Inc.SA Stone Wealth Management Inc.02-07-2018
Christopher James ReddingtonLPL Financial LLCAllstate Financial Services, LLC02-07-2018
David Daniel KoohyThe O.N. Equity Sales CompanyAmeritas Investment Corp.02-06-2018
Dennis Christopher CoonTranscend Wealth, LLCAmerican Portfolios Financial Services, Inc.02-05-2018
James Philip SholtisPNC InvestmentsNorthwestern Mutual Investment Services, LLC02-05-2018
Jon D StacyLPL Financial LLCThe Huntington Investment Company02-02-2018
Michael C BenoskiAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10002-02-2018
Kevin R MontgomeryLPL Financial LLCThe Huntington Investment Company02-01-2018
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Showing 326 to 350 of 4,913 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry.


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