Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Joseph PitzerCreative PlanningLenox Wealth Management, Inc.08-24-2020
Anne Lame MegerleCreative PlanningLenox Wealth Management, Inc.08-24-2020
Venera F IzantCetera Investment Services LLCB. Riley Wealth Management$2508-24-2020
Mark Allan RichardsonThe Huntington Investment CompanyW&S Brokerage Services, Inc.08-24-2020
Joseph Michael KuzmankoPNC InvestmentsCitizens Securities, Inc.08-21-2020
Joseph Michael KuzmankoPNC InvestmentsCitizens Securities, Inc.08-21-2020
Sophie HelenekWestminster Financial Securities, Inc.Morgan Stanley08-21-2020
Michael William DrummondInVest Capital PartnersRaymond James & Associates, Inc.08-19-2020
Michael William DrummondInVest Capital PartnersRaymond James & Associates, Inc.08-19-2020
Michael William DrummondInVest Capital PartnersRaymond James & Associates, Inc.08-19-2020
David Brian RileyEquitable Advisors, LLCRaymond James Financial Services Advisors, Inc08-17-2020
Pablo TeranMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-17-2020
David Brian RileyEquitable Advisors, LLCRaymond James Financial Services Advisors, Inc08-17-2020
Pablo TeranMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-17-2020
Gary Allen WallbergCetera Investment Advisers LLCInfinex Investments, Inc.$2508-16-2020
Caleb Richard FrankartBlue Jay Financial Group, LLCKey Investment Services LLC08-14-2020
Kathleen Ann McgrathValMark Advisers, Inc.Wells Fargo Clearing Services, LLC08-14-2020
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-13-2020
Jeffry Francis AxeMML Investors Services, LLCPruco Securities, LLC.08-13-2020
Robert Stephan RuckmanLPL Financial LLCCetera Advisors LLC08-12-2020
Lesia Lynn Marino-BrolinsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Jeffrey Scott BeasleyIndependent Financial PartnersKey Investment Services LLC$15008-11-2020
Brett R StonerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Lesia Lynn Marino-BrolinsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Robert Stephan RuckmanLPL Financial LLCCetera Advisors LLC08-11-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.