Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Eugene LieserStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Tom L AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
Steven Charles LorsonThe Huntington Investment CompanyPNC Investments02-13-2019
Steven Eugene GoadFry Investment Advisors, Inc.The Tavenner Company02-13-2019
Darin Andrew HessSecurities America, Inc.Equity Services, Inc.02-12-2019
Anthony J SpringSecurities America, Inc.Questar Capital Corporation$2502-08-2019
David Lee ComerRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00002-08-2019
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Daniel Edward WolfordPrivate Client Services, LLCThe O.N. Equity Sales Company$15002-01-2019
Michael Brennan StaffordOne Brick Capital, LLCSWS Partners, LLC01-31-2019
Jennifer Kathryn PieronekLPL Financial LLCRaymond James Financial Services, Inc.$15001-28-2019
Matthew Michael D`arcyTyler-Stone Wealth Management, LLCCetera Advisor Networks LLC01-24-2019
Brian James McconnellAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-22-2019
Brian M. SonbyU.S. Bancorp Investments, Inc.PNC Investments$15001-18-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Seth BeckerOakstone Financial Management, LLCCambridge Investment Research, Inc.01-16-2019
Eric Daniel PanepintoThe Huntington Investment CompanyPruco Securities, LLC.01-14-2019
Ryan Jeffrey KleveLPL Financial LLCForesters Financial Services, Inc.01-14-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Jeremy Lee RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-07-2019
Kirk Gregory BrownThe Huntington Investment CompanyFifth Third Securities, Inc.01-03-2019
Randolph Erik GanttFiduciary Wealth Group, LLCArtifex Financial Group, LLC01-03-2019
Corey Alexander VoormanBerndt & Associates IncKarstens Investment Counsel, Inc.12-26-2018
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Showing 51 to 75 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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