Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Edward KnapkeLPL Financial LLCCoastal Equities, Inc.05-01-2020
Kirk S. WeldyIndependent Financial Group, LLCProEquities, Inc.$1404-30-2020
Nathan David EberlyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2020
Evan Andrew MurlinBrookstone Capital Management LLCAE Wealth Management, LLC04-15-2020
Erin Elizabeth SpackeyAXA Advisors, LLCW&S Brokerage Services, Inc.04-09-2020
David Michael TaucherBeacon Financial Advisory LLCDakota Wealth, LLC04-09-2020
Kelley Adams KingValMark Securities, Inc.W3 Wealth Advisors, LLC$15004-08-2020
La'Velle Deante SpiveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2020
Kenna Muriel HesselingLPL Financial LLCRaymond James Financial Services, Inc.$2504-06-2020
Thomas Charles SchwabMid Atlantic Capital CorporationRaymond James Financial Services, Inc.$15004-06-2020
Robert Alan AppleLPL Financial LLCRaymond James & Associates, Inc.04-03-2020
Ivan ZagarW&S Brokerage Services, Inc.NYLIFE Securities LLC$1004-03-2020
Shaunjoy Kumar SehanobishCitizens Securities, Inc.J.P. Morgan Securities LLC04-01-2020
Steven W MerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2020
Alec C VernonThe Huntington Investment CompanyW&S Brokerage Services, Inc.03-30-2020
Kari Jeanne ClarkCambridge Investment Research, Inc.United Planners' Financial Services of America A Limited Partner03-30-2020
Frederick Joshua KeresturyAMFG Wealth Management LLCAXA Advisors, LLC03-30-2020
Nicholas J. MarinoPNC InvestmentsMorgan Stanley03-27-2020
Roberto David LopezCBIZ Investment Advisory Services, LLCFinancial Engines Advisors L.L.C.03-26-2020
Jennifer Anne GageCBIZ Investment Advisory Services, LLCKestra Investment Services, LLC03-25-2020
Joann Vitalius WoodLPL Financial LLCCenter For Wealth Management Advisory03-24-2020
William F. LyleFidelity Brokerage Services LLCCapFinancial Securities, LLC.03-23-2020
Charles Eugene GlassThe O.N. Equity Sales CompanyCitizens Securities, Inc.03-20-2020
Dawn T. HenzLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-20-2020
Theophilous Henry WoodsInternational Assets Advisory, LLCProspera Financial Services, Inc.$2503-20-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.