Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Joseph WillsThe Huntington Investment CompanyEdward Jones10-24-2018
Lesley R NoeAllstate Financial Services, LLCPruco Securities, LLC.10-24-2018
David Allan EltringhamBenchmark Wealth ManagementBenchmark Investment Advisors LLC10-23-2018
Kathleen Marie MillerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1010-23-2018
Larry Warren SillsB. Riley Wealth ManagementWells Fargo Clearing Services, LLC$5010-23-2018
Matthew David EltringhamBenchmark Wealth ManagementBenchmark Investment Advisors LLC10-23-2018
Robert William StarkCetera Advisor Networks LLCWatch Guard Capital LLC10-23-2018
William Hornung Raymond JamesWells Fargo Advisors$14010-19-2018
William R HornungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00010-19-2018
Donna Arnold ShireyEquity Services, Inc.W&S Brokerage Services, Inc.10-18-2018
Joseph Leo MitchellRaymond James Financial Services, Inc.Edward Jones$5010-15-2018
Charles Edwin KerrCambridge Investment Research, Inc.The Huntington Investment Company$2510-12-2018
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$110-12-2018
Chase HallL.M. Kohn & CompanyEdward Jones10-11-2018
Ranjan JagetiaSecurities America, Inc.Commonwealth Financial Network10-11-2018
Richard Alexander HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-10-2018
Curtis A. PaulB. Riley FinancialEdward Jones$25010-08-2018
Romney Kay GarnerCUSO Financial Services, L.P.Thrivent Investment Management Inc.$1010-08-2018
Jamie Schade, Mark HenestofelUBS Financial ServicesBank of America Merrill Lynch$50010-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services10-05-2018
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
Matthew Paul GieslerLincoln Financial Advisors CorporationSecure Investment Management, LLC$2510-05-2018
Scott Frank MercaldeMorgan StanleyUBS Financial Services Inc.$5010-05-2018
Tricia A MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
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Showing 126 to 150 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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