Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel James LesliePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$5010-04-2018
James Thomas EliosPrivate Client Services, LLCLPL Financial LLC$5010-04-2018
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC$1010-02-2018
Jason Andrew BlackLPL Financial LLCWaddell & Reed10-01-2018
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Marcus Adam SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$109-27-2018
Paige Gerdes KockValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Sonya Rachelle SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$5009-27-2018
Carter Michael LaytartThe Huntington Investment CompanyNYLIFE Securities LLC09-24-2018
Keith Alan JaskulskiTransamerica Financial Advisors, IncWealthSource Partners, LLC09-20-2018
Michelle Lee DubenaCitizens Securities, Inc.Pruco Securities, LLC.09-20-2018
Owen W LynnMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2018
Susan E SukysCambridge Investment Research, Inc.Money Concepts Capital Corp$1009-18-2018
Michael Scott McculloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Matthew Wesley LowellFifth Third Securities, Inc.Capital Analysts$109-14-2018
Steven Charles SmallIndependent Advisor Alliance, LLCIndependent Financial Partners09-14-2018
Sean Francis HarringtonThe O.N. Equity Sales CompanyPrincipal Securities, Inc.09-13-2018
John Lane ObrienWestminster Financial Securities, Inc.Lincoln Financial Advisors Corporation$5009-12-2018
Jeanette Anne BrinkleyAmeriprise Financial Services, Inc.Key Investment Services LLC09-07-2018
Thomas Michael PresperProspero FinancialCetera Advisors LLC09-06-2018
Michael IannarinoStifel Nicolaus & Co.Cephas Capital Partners$8009-04-2018
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Zachary Daniel NeroPlanMember Securities CorporationCape Securities Inc.08-30-2018
Jason Hostetler, Tina MiggeStratos Wealth AllianceBank of America Merrill Lynch$15008-30-2018
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Showing 151 to 175 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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