Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teela Marie MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisors LLC08-29-2018
John Robert ForloineCommonwealth Financial NetworkNationwide Securities, LLC08-28-2018
Steven Francisco CallejasKey Investment Services LLCCitizens Securities, Inc.08-27-2018
James William ReittingerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$2508-21-2018
Shane Daniel PrierJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC$15008-20-2018
David Patton, Miles O’Mailia, Theresa CooperRaymond JamesBank of America Merrill Lynch$23508-20-2018
Thomas K ArbeznikRobert W. Baird & Co. IncorporatedMorgan Stanley$5008-17-2018
Gregory Alan GentryQuestar Capital CorporationMadison Avenue Securities, LLC08-15-2018
Michael Gerard LiskayKey Investment Services LLCFifth Third Securities, Inc.08-15-2018
John S DimauroCambridge Investment Research, Inc.Robert W. Baird & Co. Incorporated$2508-14-2018
Joseph Michael CanditoWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC08-14-2018
Jason Robert SmootThe Huntington Investment CompanyGlobal Retirement Partners LLC08-09-2018
Eric Douglas RotoloLPL Financial LLCPruco Securities, LLC.$108-08-2018
James William Kilgore401 Advisor, LLCInVest Capital Partners08-07-2018
Michael Wayne Kelley IIKelley Financial Planning, LLCAXA Advisors, LLC08-02-2018
Andrew Nicholas BaszukInverness Securities, LLCProEquities, Inc.08-01-2018
Michael Douglas WeldyThe O.N. Equity Sales CompanyCetera Advisors LLC$20008-01-2018
Talie Lynn DuplainThe Huntington Investment CompanyPNC Investments08-01-2018
Timothy Jay FazzoneEquity Services, Inc.NYLIFE Securities LLC08-01-2018
James Alphonsus Cribbin Jr.The O.N. Equity Sales CompanyInvestment Professionals, Inc.07-30-2018
Elisa Riva BudoffAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-27-2018
Michael Anthony Durham IILPL Financial LLCCetera Advisors LLC07-26-2018
Eric Timothy CroakCroak Asset ManagementAmeritas Investment Corp.07-25-2018
Timothy Robert CroakCroak Asset ManagementAmeritas Investment Corp.07-25-2018
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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