Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chris George DunkelKey Investment Services LLCThe Huntington Investment Company07-18-2018
Michael Reitman FriedlanderTrustmont Financial Group, Inc.Pruco Securities, LLC.07-17-2018
Anthony Evon Clark Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-14-2018
Nathan David EberlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC07-11-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Matthew Thomas NobleWells Fargo Clearing Services, LLCThe Huntington Investment Company07-09-2018
James Thomas MooreMorgan StanleyJ.P. Morgan Securities LLC07-06-2018
Tate Joshua StoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC07-06-2018
Sam AzizDavid A. Noyes & CompanyCoastal Equities, Inc.07-05-2018
Gregory Aaron ResnickAXA Advisors, LLCCitizens Securities, Inc.07-03-2018
Gregory David SchnelzerVictory Financial Services LLCCambridge Investment Research, Inc.06-29-2018
Jessica H McnameeLPL Financial LLCInfinex Investments, Inc.$106-29-2018
Vanessa Diane BeyLPL Financial LLCInfinex Investments, Inc.06-29-2018
Joseph Partick LaubacherRaymond James Financial Services, Inc.McGervey Wealth Management, LLC06-27-2018
Nathan Daniel OllishCetera Advisors LLCRaymond James Financial Services, Inc.06-25-2018
Mark Allen RankinW&S Brokerage Services, Inc.Thrivent Investment Management Inc.06-20-2018
Deana Marie MillerStrategic Advisers LLCPNC Funds Distributor, LLC06-19-2018
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
Richard Allen StockerPatriot Asset Advisors, LLCSummit Brokerage Services, Inc.06-17-2018
Manuel Cortez Gonzalez IISignator Investors, Inc.Pruco Securities, LLC.06-15-2018
Craig C GabelCetera Investment Services LLCPrincipal Securities, Inc.06-14-2018
Darin Andrew HessEquity Services, Inc.NYLIFE Securities LLC06-12-2018
Michelle Rene PommeranzBerthel, Fisher & Company Financial Services, Inc.The Huntington Investment Company06-12-2018
Timothy J KoesterU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$1,00006-08-2018
Brian Patrick GiestingPrivate Client Services, LLCLPL Financial LLC$1006-01-2018
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Showing 201 to 225 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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