Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Eric RenchAmeriprise Financial Services, Inc.AXA Advisors, LLC06-27-2019
James Joseph HlavatyLPL Financial LLCAXA Advisors, LLC08-31-2018
Michael Wayne Kelley IIKelley Financial Planning, LLCAXA Advisors, LLC08-02-2018
Scott Douglas SimpsonMML Investors Services, LLCAXA Advisors, LLC08-02-2017
Allen William DenglerPNC InvestmentsAXA Advisors, LLC07-31-2017
Brian Richard TaftPNC InvestmentsAXA Advisors, LLC06-07-2017
Brittany Mellissa MacreJ.P. Morgan Securities LLCAXA Advisors, LLC01-17-2017
Frederick Morris FeganGWN Securities Inc.AXA Advisors, LLC$1001-03-2017
Phillip Benjamin FriedmanVoya Financial Advisors, Inc.AXA Advisors, LLC09-19-2016
Susan M FarlowPNC InvestmentsAXA Advisors, LLC08-12-2016
Richard E. JenningsCitizens Securities, Inc.AXA Advisors, LLC07-19-2016
Michael Lawrence SoederCitizens Securities, Inc.AXA Advisors, LLC06-30-2016
Michael Anthony SchmitzNationwide Securities, LLCAXA Advisors, LLC03-01-2016
Kyle D VaclavAmeriprise Financial Services, Inc.AXA Advisors, LLC02-05-2016
Allen William DenglerThe Huntington Investment CompanyAXA Advisors, LLC01-11-2016
Kevin Michael CarlinPNC InvestmentsAXA Advisors, LLC05-14-2015
Michael Richard SimaNYLIFE Securities LLCAXA Advisors, LLC05-07-2015
Shawn Christian OvermanJ.P. Morgan Securities LLCAXA Advisors, LLC03-16-2015
David Allan MessnerOneAmerica Securities, Inc.AXA Advisors, LLC01-30-2015
Zachariah J. SpicerOneAmerica Securities, Inc.AXA Advisors, LLC12-17-2014
Richard Nicholas GandolfoPNC InvestmentsAXA Advisors, LLC09-29-2014
William Joseph DemarcoMML Investors Services, LLCAXA Advisors, LLC07-31-2014
Andrew D JarcMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-14-2014
Kathryn Ann FeldkampMorgan StanleyAXA Advisors, LLC05-07-2014
Taylor Kent ColePNC InvestmentsAXA Advisors, LLC03-06-2013
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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