Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Von GoinsMML Investors Services, LLCAXA Advisors, LLC04-01-2009
Benjamin Rueff WilliamsL.M. Kohn & CompanyAXA Advisors, LLC07-14-2009
David Paul BazzoliChase Investment Services Corp.AXA Advisors, LLC09-01-2009
Justin James ScheeffMorgan StanleyAXA Advisors, LLC10-12-2009
Joshua Alan PavonAmeriprise Financial Services, LLCAXA Advisors, LLC11-09-2009
Jeffrey Bruce SchankermanMetLife Securities Inc.AXA Advisors, LLC12-14-2009
Basil Mcvoy Duncan IIILPL Financial LLCAXA Advisors, LLC01-04-2010
Zahira Yoisuy LehriKey Investment Services LLCAXA Advisors, LLC02-26-2010
Matthew Rola StahlPNC InvestmentsAXA Advisors, LLC03-08-2010
Ryan Charles BoslerON Investment Management CoAXA Advisors, LLC$103-23-2010
Darrin Mitchell BollenbacherEquity Services, Inc.AXA Advisors, LLC03-23-2010
Gregory T. ShepkaPNC InvestmentsAXA Advisors, LLC04-12-2010
Nate Thomas HolleyPNC InvestmentsAXA Advisors, LLC06-10-2010
Naveen DharmalingamNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC08-17-2010
Thomas Michael CompernolleAmeriprise Financial Services, LLCAXA Advisors, LLC$5011-19-2010
Aaron John HurleyFirstMerit Financial Services, IncAXA Advisors, LLC12-01-2010
Abed DarwishKey Investment Services LLCAXA Advisors, LLC12-06-2010
Derrick Wayne Ransom Jr.New England SecuritiesAXA Advisors, LLC12-10-2010
Andrew Lee ArehartPNC InvestmentsAXA Advisors, LLC01-20-2011
Ryan Matthew KeenanPNC InvestmentsAXA Advisors, LLC05-02-2011
Brian Douglas GadomskiPNC InvestmentsAXA Advisors, LLC06-03-2011
Brittany C. BachePNC InvestmentsAXA Advisors, LLC06-13-2011
Ronald Franklin MayerLPL Financial LLCAXA Advisors, LLC06-29-2011
Eric L. SanowPNC InvestmentsAXA Advisors, LLC07-29-2011
Donna Andrea PantonKey Investment Services LLCAXA Advisors, LLC08-09-2011
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.