Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$110-12-2018
Marcus Adam SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$109-27-2018
Paige Gerdes KockValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Sonya Rachelle SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$5009-27-2018
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
Joseph Thomas LeightonEdward JonesAmeriprise Financial Services, Inc.$1002-09-2018
Daniel Adam O'ConnorFsicAmeriprise Financial Services, Inc.01-19-2018
David Charles KronourUnited Advisors Services, LLCAmeriprise Financial Services, Inc.01-19-2018
Randall Jay KronourFsicAmeriprise Financial Services, Inc.$2501-19-2018
Jonathon Alan ChalkPark Avenue Securities LLCAmeriprise Financial Services, Inc.$8601-02-2018
Kevin James BauerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.10-20-2017
John Winship DurantL.M. Kohn & CompanyAmeriprise Financial Services, Inc.$10009-15-2017
Garrett Logan FrankLegend Advisory, LLCAmeriprise Financial Services, Inc.08-15-2017
Jay Allan GrandfieldZenith Advisory Group, LLCAmeriprise Financial Services, Inc.04-07-2017
Harry Noble PearsonOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-13-2017
Victoria Louise EllingerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.01-10-2017
Craig Douglas WigginsCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5801-09-2017
Steven Robert SmetanaSymphony Financial Services, Inc.Ameriprise Financial Services, Inc.12-13-2016
David Eugene MillerCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.12-12-2016
James Edward JonesLPL Financial LLCAmeriprise Financial Services, Inc.12-09-2016
Joshua James AnglinPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-08-2016
Thomas Michael CompernollePrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-08-2016
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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