Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shahrokh C. MinouiCapital City Asset Management Group, LLCAmeriprise Financial Services, Inc.09-11-2019
Joshua Kane LambertLPL Financial LLCAmeriprise Financial Services, Inc.09-03-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-17-2019
Max Zachary PeretzkyRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-17-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, Inc.07-08-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Martin C KailValMark Securities, Inc.Ameriprise Financial Services, Inc.11-30-2018
Jason Scott AustermanPruco Securities, LLC.Ameriprise Financial Services, Inc.10-18-2018
Paige Gerdes KockValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$10010-12-2018
Marcus Adam SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$10009-27-2018
Brent Ludis BlausCetera Investment Services LLCAmeriprise Financial Services, Inc.$15001-29-2019
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
Mark BurtonWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$15208-29-2019
Michael John WestValMark Securities, Inc.Ameriprise Financial Services, Inc.$25009-27-2018
Sonya Rachelle SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$50009-27-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.