Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene Welsh Shaena MillerLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC$10011-08-2019
Christopher Sweeney LPL Financial LLCAmeriprise Financial Services, LLC$12509-27-2019
James Jones Steven SmetanaLPL Financial LLCAmeriprise Financial Services, LLC$6412-09-2016
Joshua Anglin Thomas CompernolleLPL Financial LLCAmeriprise Financial Services, LLC$5412-08-2016
Warren Wilfred SeeleyInternational Assets Advisory, LLCAmeriprise Financial Services, LLC08-05-2020
Douglas Dean ShafferCUSO Financial Services, L.P.Ameriprise Financial Services, LLC05-14-2020
Terri Lynn ConnellyFormidable Asset Management, LLCAmeriprise Financial Services, LLC02-28-2020
Philip Warren ParkerEverhart AdvisorsAmeriprise Financial Services, LLC02-28-2020
Sean M McEvoyRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-06-2020
Christian John RetherJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC01-28-2020
Hannah Alexandra FleschFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-28-2020
Jeroen Johan van LeersumWyoming Wealth Management, LLCAmeriprise Financial Services, LLC12-04-2019
Eugene Edward Welsh JrLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC11-08-2019
Alvin Koranteng AsiamahTSG Advice Partners, LLCAmeriprise Financial Services, LLC11-08-2019
Shaena Leigh MillerLaSalle St Securities, L.L.C.Ameriprise Financial Services, LLC11-08-2019
Christopher Drue SchumacherTSG Advice Partners, LLCAmeriprise Financial Services, LLC$5011-08-2019
Isao Lee ShojiTSG Advice Partners, LLCAmeriprise Financial Services, LLC$2511-08-2019
Luke Allen WashburnWashburn Asset Management LLCAmeriprise Financial Services, LLC10-24-2019
Juan MarcanoPruco Securities, LLC.Ameriprise Financial Services, LLC10-14-2019
Christopher Derek SweeneyLPL Financial LLCAmeriprise Financial Services, LLC$7109-27-2019
Shahrokh C MinouiCapital City Asset Management Group, LLCAmeriprise Financial Services, LLC09-11-2019
Joshua Kane LambertLPL Financial LLCAmeriprise Financial Services, LLC09-03-2019
Beth Ann LandwehrJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC08-21-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, LLC08-09-2019
Patrick John McHaleEdward JonesAmeriprise Financial Services, LLC$1,00007-22-2019
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.