Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nenad TufekcicLPL Financial LLCCambridge Investment Research, Inc.05-13-2019
Seth BeckerOakstone Financial Management, LLCCambridge Investment Research, Inc.01-16-2019
Gregory David SchnelzerVictory Financial Services LLCCambridge Investment Research, Inc.06-29-2018
Jeffery Matthew BradleyPNC InvestmentsCambridge Investment Research, Inc.07-11-2017
Mark M. BlackFirst Allied Securities, Inc.Cambridge Investment Research, Inc.$5006-16-2017
Molly Mae GrubbGrubb Wealth ManagementCambridge Investment Research, Inc.06-15-2017
Robert Wayne WartherIndependence Capital Co., Inc.Cambridge Investment Research, Inc.01-09-2017
Alan B. LeitsonSagePoint Financial, Inc.Cambridge Investment Research, Inc.$5012-22-2016
Cheryl Marie SternastyAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.$20010-14-2016
Brian Craig SutphinAmeriprise Financial Services, Inc.Cambridge Investment Research, Inc.10-14-2016
Ryan Grant ArmstrongNickelplate Financial LLCCambridge Investment Research, Inc.08-17-2016
Michaelanne Georgianna BrannenUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.07-15-2016
Frank Anthony Nunziata IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.06-09-2016
Richard Scott EverhartMid Atlantic Capital CorporationCambridge Investment Research, Inc.12-28-2015
Matthew James RomeoMid Atlantic Capital CorporationCambridge Investment Research, Inc.12-28-2015
Edward Allen MaynardSA Stone Wealth Management Inc.Cambridge Investment Research, Inc.$5003-30-2015
Michael Louis PerkinsSA Stone Wealth Management Inc.Cambridge Investment Research, Inc.03-30-2015
James Daniel CoxCox & Cook Wealth AdvisorsCambridge Investment Research, Inc.01-05-2015
Cory Benton CookCox & Cook Wealth AdvisorsCambridge Investment Research, Inc.01-05-2015
Martin Boone DressmanCoordinated Capital Securities, Inc.Cambridge Investment Research, Inc.12-12-2014
Mark D. BeaverKeeler & Nadler Financial Planning and Wealth Management, LLCCambridge Investment Research, Inc.10-20-2014
Andrew Paul KeelerKeeler & Nadler Financial Planning and Wealth Management, LLCCambridge Investment Research, Inc.10-14-2014
Elbert Lamont HardimanHardiman Investment Management, Inc.Cambridge Investment Research, Inc.01-10-2014

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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