Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrae L HamptonPNC InvestmentsChase Investment Services Corp.10-04-2012
Michael Robert CianciolaCitizens Securities, Inc.Chase Investment Services Corp.09-17-2012
Jay Scott RichardsonPNC InvestmentsChase Investment Services Corp.08-15-2012
Stephanie Nicole EvansKey Investment Services LLCChase Investment Services Corp.07-17-2012
Scott Allen ConradKey Investment Services LLCChase Investment Services Corp.05-15-2012
John Anderson Lumpkin Jr.Morgan StanleyChase Investment Services Corp.$105-10-2012
Jeremy Alan SchansThe Huntington Investment CompanyChase Investment Services Corp.04-25-2012
Sandeep D HamiltonKey Investment Services LLCChase Investment Services Corp.04-23-2012
Cathleen Sue WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Richard BurkesLPL Financial LLCChase Investment Services Corp.04-11-2012
John Dougherty Watson IIVoya Financial Advisors, Inc.Chase Investment Services Corp.$5003-19-2012
Crystal D LottierKey Investment Services LLCChase Investment Services Corp.03-15-2012
David Thomas FarragherThe Huntington Investment CompanyChase Investment Services Corp.02-28-2012
Carmen Paul Chicone IIIPNC InvestmentsChase Investment Services Corp.01-03-2012
Michael T AljancicMorgan StanleyChase Investment Services Corp.$2512-02-2011
Peter William Swenty IIMorgan StanleyChase Investment Services Corp.12-02-2011
Andrew James LehmanKey Investment Services LLCChase Investment Services Corp.11-18-2011
Kerry Scot BrushPNC InvestmentsChase Investment Services Corp.$15010-31-2011
James Lester Franklin Jr.Key Investment Services LLCChase Investment Services Corp.10-19-2011
Jeffrey David LammertU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-03-2011
Joshua C StrouseFirstMerit Financial Services, IncChase Investment Services Corp.10-03-2011
Joel Michael GruberMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-26-2011
Michael Christopher VaraKey Investment Services LLCChase Investment Services Corp.08-16-2011
Brian Alan PollockPNC InvestmentsChase Investment Services Corp.$15008-15-2011
Amber L EutseyKey Investment Services LLCChase Investment Services Corp.08-01-2011
Next Page »

Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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