Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Ray GarrisonEdward JonesChase Investment Services Corp.02-01-2013
Andrae L HamptonPNC InvestmentsChase Investment Services Corp.10-04-2012
Michael Robert CianciolaCitizens Securities, Inc.Chase Investment Services Corp.09-17-2012
Stephanie Nicole EvansKey Investment Services LLCChase Investment Services Corp.07-17-2012
Scott Allen ConradKey Investment Services LLCChase Investment Services Corp.05-15-2012
John Anderson Lumpkin Jr.Morgan StanleyChase Investment Services Corp.$10005-10-2012
Jeremy Alan SchansThe Huntington Investment CompanyChase Investment Services Corp.04-25-2012
Sandeep D HamiltonKey Investment Services LLCChase Investment Services Corp.$10004-23-2012
Cathleen Sue WhiteAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Richard BurkesLPL Financial LLCChase Investment Services Corp.04-11-2012
John Dougherty Watson IIVoya Financial Advisors, Inc.Chase Investment Services Corp.$50003-19-2012
Crystal D LottierKey Investment Services LLCChase Investment Services Corp.03-15-2012
David T. FarragherThe Huntington Investment CompanyChase Investment Services Corp.02-28-2012
Carmen Paul Chicone IIIPNC InvestmentsChase Investment Services Corp.$50001-03-2012
Michael T AljancicMorgan StanleyChase Investment Services Corp.$50012-02-2011
Peter William Swenty IIMorgan StanleyChase Investment Services Corp.12-02-2011
Kerry S. BrushPNC InvestmentsChase Investment Services Corp.$15010-31-2011
James Lester Franklin Jr.Key Investment Services LLCChase Investment Services Corp.$10010-19-2011
Jeffrey David LammertU.S. Bancorp Investments, Inc.Chase Investment Services Corp.$25010-03-2011
Joshua C StrouseFirstMerit Financial Services, IncChase Investment Services Corp.$25010-03-2011
Joel Michael GruberMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-26-2011
Michael Christopher VaraKey Investment Services LLCChase Investment Services Corp.$50008-16-2011
Brian Alan PollockPNC InvestmentsChase Investment Services Corp.$15008-15-2011
Amber L EutseyKey Investment Services LLCChase Investment Services Corp.08-01-2011
James Scott SchafferSignator Investors, Inc.Chase Investment Services Corp.07-28-2011
Next Page »

Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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