Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam HardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-10-2017
Stephen Patrick ZellerThe Huntington Investment CompanyCitigroup Global Markets Inc.08-10-2015
Joseph Jacob Calvin CliftWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2013
Nicholas George BroskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2011
Christopher Brandon MatthewsFifth Third Securities, Inc.Citigroup Global Markets Inc.04-15-2011
Delores Jean MccannMetLife Securities Inc.Citigroup Global Markets Inc.09-17-2009
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5206-05-2009
Jeffrey Philip ElmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-29-2009
Leonard William CannonWestminster Financial Securities, Inc.Citigroup Global Markets Inc.05-29-2009
Shahrokh C MinouiH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.05-22-2009
Thomas Nicholas HemlebenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-22-2009
Matthew Edward ShafferRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-15-2009
Coleman Barry GoldsmithRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-11-2009
David Donn AlspachWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-08-2009
George Charles Thompson Jr.H&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.05-08-2009
Mary Ng KoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Matthew Richard HowardUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Spencer Herbert Seaman Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Timothy William RyanUBS Financial Services Inc.Citigroup Global Markets Inc.$104-30-2009
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Myron Edward Shaffer Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Robert Gregg HunsakerH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-17-2009
Sarah Ann ClemansUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Steven Harry FischerH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.04-17-2009
Gregory Ellis ShemasRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-16-2009
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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