Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen P ZellerThe Huntington Investment CompanyCitigroup Global Markets Inc.08-10-2015
Joseph Jacob Calvin CliftWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2013
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5206-05-2009
Thomas Nicholas HemlebenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-22-2009
Charles Henry DankworthUBS Financial Services Inc.Citigroup Global Markets Inc.$94005-18-2009
David Donn AlspachWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-08-2009
Thomas Robert RanneyCommonwealth Financial NetworkCitigroup Global Markets Inc.05-01-2009
Daniel Ray HatfieldCommonwealth Financial NetworkCitigroup Global Markets Inc.05-01-2009
Timothy William RyanUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Spencer Herbert Seaman JrUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Matthew Richard HowardUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Norman Nicholas ZieglerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00004-17-2009
Neil Charles GarrisonRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-16-2009
Gregory Ellis ShemasRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5004-16-2009
Richard Todd BohnRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10004-16-2009
Patrick Reid MurrayUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Brian Preston AllenUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Andrea Mary SheaUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
David Allen GoinsCommonwealth Financial NetworkCitigroup Global Markets Inc.$5003-27-2009
Stephen George DaleyAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$9103-20-2009
Mark Robert FiegerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$2503-20-2009
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$1,00003-09-2009
Diane Lynn MorganRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-09-2009
Donald Edward MorrisRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$15003-06-2009
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.