Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David QuinnWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50001-15-2009
Raymond Joseph KovalskiH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$15001-22-2009
Brendan WillmannLPL Financial LLCCitigroup Global Markets Inc.01-23-2009
Stacey Ann ZahoranskiRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10001-30-2009
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50001-30-2009
Laura Christine SteffeyRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10002-02-2009
Michael William EberlyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10002-05-2009
Kathleen Honor MccarthyH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$10002-06-2009
Santi Nalluri NallapaneniChase Investment Services Corp.Citigroup Global Markets Inc.02-09-2009
James Douglas NormanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10002-12-2009
Steven PapakirkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50002-12-2009
Brian J HerkingColony Park Financial Services LLC.Citigroup Global Markets Inc.$10002-13-2009
Richard Allen CormanUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-13-2009
Jeffrey Scott VollmerColony Park Financial Services LLC.Citigroup Global Markets Inc.$25002-13-2009
William David JonesUBS Financial Services Inc.Citigroup Global Markets Inc.$50002-13-2009
Leigh Anne GageUBS Financial Services Inc.Citigroup Global Markets Inc.02-13-2009
Mark Andrew ReddenUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-25-2009
Dennis Charles KleinUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-27-2009
Richard Keith PottsAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.$25002-27-2009
David Patrick WilkinsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25002-27-2009
Donald Edward MorrisRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$25003-06-2009
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10003-09-2009
Diane Lynn MorganRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15003-09-2009
Timothy Michael MclaughlinH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$25003-13-2009
Leonard Gregory StoverAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.$50003-13-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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