Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Henry BruscinoU.S. Bancorp Investments, Inc.Citizens Securities, Inc.$1005-29-2012
Dean Joseph MandaniciU.S. Bancorp Investments, Inc.Citizens Securities, Inc.12-03-2012
Coleen Cleo ParadissisJ.P. Morgan Securities LLCCitizens Securities, Inc.05-21-2015
Sophia N. FelixKey Investment Services LLCCitizens Securities, Inc.06-03-2015
David A DongesKey Investment Services LLCCitizens Securities, Inc.05-17-2016
Lindsey Jean WhitmoreJ.P. Morgan Securities LLCCitizens Securities, Inc.12-02-2016
Sue Ellen BigleyJ.W. Cole Financial, Inc.Citizens Securities, Inc.02-21-2017
Matthew Terrence HennessyKey Investment Services LLCCitizens Securities, Inc.09-20-2017
Chad Russell BalhoffFifth Third Securities, Inc.Citizens Securities, Inc.10-27-2017
Jeffrey Robert UtterbackBerthel, Fisher & Company Financial Services, Inc.Citizens Securities, Inc.11-20-2017
William R. JirousekThe Huntington Investment CompanyCitizens Securities, Inc.04-16-2018
Christopher Thomas AnteauBFC Planning, Inc.Citizens Securities, Inc.04-27-2018
Gregory Aaron ResnickAXA Advisors, LLCCitizens Securities, Inc.07-03-2018
Steven Francisco CallejasKey Investment Services LLCCitizens Securities, Inc.08-27-2018
Julie Russell NobileAXA Advisors, LLCCitizens Securities, Inc.$15010-25-2018
Joshua Patrick MarvinFifth Third Securities, Inc.Citizens Securities, Inc.05-22-2019
Lester Earl WareFifth Third Securities, Inc.Citizens Securities, Inc.05-31-2019
Danny Chris FinchamJ.P. Morgan Securities LLCCitizens Securities, Inc.07-24-2019

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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