Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brittany Starr RieckFifth Third Securities, Inc.Equitable Advisors, LLC08-06-2020
Susan Marie WanamakerCapital AnalystsEquitable Advisors, LLC07-29-2020
Daniel John OakliefB.A. Schrock Wealth ManagementEquitable Advisors, LLC07-21-2020
Robert Dailey MoserCetera Investment Services LLCEquitable Advisors, LLC07-15-2020
William E DillenburgerPurshe Kaplan Sterling InvestmentsEquitable Advisors, LLC06-15-2020
Mark Joseph BodnarOctavia Wealth Advisors LLCEquitable Advisors, LLC$5006-12-2020
Maxim Ian MeyersOctavia Wealth Advisors LLCEquitable Advisors, LLC$20006-12-2020
Donald Wade HughettOctavia Wealth Advisors LLCEquitable Advisors, LLC$2506-12-2020
Marc Edward WagnerOctavia Wealth Advisors LLCEquitable Advisors, LLC$2506-12-2020
Glynnis ReinhartOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Andrew E SeniOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Justin Andrew SetzekornOctavia Wealth Advisors LLCEquitable Advisors, LLC$2506-12-2020
David L YeazellOctavia Wealth Advisors LLCEquitable Advisors, LLC$10006-12-2020
Stephanie Lynn StegmullerOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Bradley M LauchOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Ashley Dawn SeyberthOctavia Wealth Advisors LLCEquitable Advisors, LLC06-12-2020
Aaron James NickoletteNorthwestern Mutual Investment Services, LLCEquitable Advisors, LLC04-16-2020
Lauren Elizabeth CasassaJ.P. Morgan Securities LLCEquitable Advisors, LLC02-28-2020
Trevor Jack DowningAmeriprise Financial Services, LLCEquitable Advisors, LLC01-10-2020
Joseph Cox GranzierOne SevenEquitable Advisors, LLC$1,00012-20-2019
Christina Marie PeaseCetera Investment Services LLCEquitable Advisors, LLC12-18-2019
James R ArtaleLPL Financial LLCEquitable Advisors, LLC12-02-2019
David Keith SpindleJ.P. Morgan Securities LLCEquitable Advisors, LLC11-07-2019
Alexandra Morgan SalePruco Securities, LLC.Equitable Advisors, LLC08-06-2019
Benjamin Michael TaylorThe Huntington Investment CompanyEquitable Advisors, LLC08-05-2019
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.