Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guiseppi John MorabitoJ.P. Turner & Company, L.L.C.FSC Securities Corporation$10001-06-2009
Alan Edward WyseNational Planning CorporationFSC Securities Corporation$10004-29-2009
Andres J PetersonNational Planning CorporationFSC Securities Corporation$10004-29-2009
Mark M BlackCambridge Investment Research, Inc.FSC Securities Corporation$25005-29-2009
Richard Allen PrewittCambridge Investment Research, Inc.FSC Securities Corporation05-29-2009
Lance Eric BradstreetCambridge Investment Research, Inc.FSC Securities Corporation05-29-2009
Michael Gavan GriesmeyerLPL Financial LLCFSC Securities Corporation$10006-12-2009
Smita M. SamantCommonwealth Financial NetworkFSC Securities Corporation07-06-2009
Debra K. BartonH. Beck, Inc.FSC Securities Corporation$25001-04-2010
Richard Earl ReidenbachH. Beck, Inc.FSC Securities Corporation01-04-2010
Long TanH. Beck, Inc.FSC Securities Corporation01-04-2010
James Franklin CalvertH. Beck, Inc.FSC Securities Corporation$10001-05-2010
Clifford Raymond RayburnH. Beck, Inc.FSC Securities Corporation$10001-06-2010
John Willard McCoy Jr.H. Beck, Inc.FSC Securities Corporation$10001-06-2010
Steven Elliott HerweyerH. Beck, Inc.FSC Securities Corporation$25001-06-2010
Mark Gus McKimminsH. Beck, Inc.FSC Securities Corporation$50001-06-2010
Laraine Anne McCoyH. Beck, Inc.FSC Securities Corporation$50001-06-2010
Timothy Allan FerrisH. Beck, Inc.FSC Securities Corporation$50001-21-2010
Jammie Lee ChorrushiH. Beck, Inc.FSC Securities Corporation$50002-17-2010
Thomas M. BurkeH. Beck, Inc.FSC Securities Corporation$10003-03-2010
Cheryl Ann BrownH. Beck, Inc.FSC Securities Corporation$25004-19-2010
Joseph Daniel FinneranOmni Financial Securities, Inc.FSC Securities Corporation$50011-01-2010
Bradley Allen HuffmanTriad Advisors LLCFSC Securities Corporation$25001-20-2012
Max Theisen LarsenTriad Advisors LLCFSC Securities Corporation$50001-20-2012
Harry Wayne ArcherArcher Financial Group, LLCFSC Securities Corporation05-27-2014
Next Page »

Showing 1 to 25 of 37 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.