Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Edward WyseNational Planning CorporationFSC Securities Corporation$10004-29-2009
Alexander Edward SzarkaCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Alexander MenassaCambridge Investment Research, Inc.FSC Securities Corporation$50010-03-2016
Andres J PetersonNational Planning CorporationFSC Securities Corporation$10004-29-2009
Bradley Allen HuffmanTriad Advisors LLCFSC Securities Corporation$25001-20-2012
Charles M ConradCambridge Investment Research, Inc.FSC Securities Corporation$10010-03-2016
Cheryl Ann BrownH. Beck, Inc.FSC Securities Corporation$25004-19-2010
Clifford Raymond RayburnH. Beck, Inc.FSC Securities Corporation$10001-06-2010
Dale Lawrence TolarCambridge Investment Research, Inc.FSC Securities Corporation10-03-2016
Debra K. BartonH. Beck, Inc.FSC Securities Corporation$25001-04-2010
Guiseppi John MorabitoJ.P. Turner & Company, L.L.C.FSC Securities Corporation$10001-06-2009
Harry Wayne ArcherArcher Financial Group, LLCFSC Securities Corporation05-27-2014
James Franklin CalvertH. Beck, Inc.FSC Securities Corporation$10001-05-2010
Jammie Lee ChorrushiH. Beck, Inc.FSC Securities Corporation$50002-17-2010
John Willard McCoy Jr.H. Beck, Inc.FSC Securities Corporation$10001-06-2010
Joseph Daniel FinneranOmni Financial Securities, Inc.FSC Securities Corporation$50011-01-2010
Lance Eric BradstreetCambridge Investment Research, Inc.FSC Securities Corporation05-29-2009
Laraine Anne McCoyH. Beck, Inc.FSC Securities Corporation$50001-06-2010
Long TanH. Beck, Inc.FSC Securities Corporation01-04-2010
Mark Gus McKimminsH. Beck, Inc.FSC Securities Corporation$50001-06-2010
Mark M BlackCambridge Investment Research, Inc.FSC Securities Corporation$25005-29-2009
Mark StratisCambridge Investment Research, Inc.FSC Securities Corporation$25010-03-2016
Max Theisen LarsenTriad Advisors LLCFSC Securities Corporation$50001-20-2012
Michael David NaumanLion Street Financial, LLCFSC Securities Corporation07-27-2018
Michael Donald MedfordCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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