Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Christopher BurkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC05-26-2020
James Curtis LockeU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC05-04-2020
Rodrigo Tadeo DomingoFifth Third Securities, Inc.Fidelity Brokerage Services LLC03-18-2020
Kelsey Christine McKayUBS Financial Services Inc.Fidelity Brokerage Services LLC10-30-2019
Jorden James RhodesWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC05-29-2019
Elliott Charles JohnsonWells Fargo Advisors Financial Network, LLCFidelity Brokerage Services LLC05-02-2019
Jordan KrawecWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC03-25-2019
Jeremy Lee RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-07-2019
Drew W BerrethJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-17-2018
Joseph Michael CanditoWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC08-14-2018
Bryan D MeilingerLPL Financial LLCFidelity Brokerage Services LLC07-16-2018
Aren YarianVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC05-29-2018
Marco Giovanni NoceroCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC02-23-2018
Ethan Dennis ClarkWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-30-2017
Kristin Lynn PearsonUBS Financial Services Inc.Fidelity Brokerage Services LLC10-13-2017
Laura Marie WalkerUBS Financial Services Inc.Fidelity Brokerage Services LLC09-25-2017
Adam Peter LisowskyLPL Financial LLCFidelity Brokerage Services LLC07-03-2017
John Robinson PaytonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-16-2017
Steven Lee KramerARGI Investment Services, LLCFidelity Brokerage Services LLC05-25-2017
James P CorriganKey Investment Services LLCFidelity Brokerage Services LLC04-05-2017
Thomas A BroderickU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC02-01-2017
Neil Morris TerryMorgan StanleyFidelity Brokerage Services LLC01-27-2017
Matthew Thomas LukenFifth Third Securities, Inc.Fidelity Brokerage Services LLC11-09-2016
Maximilian Koji DavisJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2016
Dustin M ParksNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC05-26-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.