Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clay SwigertManning & Napier Advisors, LLCJ.P. Morgan Securities LLC10-07-2020
Clinton R LouisoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2020
Brendon G AndersonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Meredith Ann ArcherMML Investors Services, LLCJ.P. Morgan Securities LLC07-22-2020
Kevin VannattaG2 Capital Management, LLCJ.P. Morgan Securities LLC07-17-2020
Samer Antoine HilalLPL Financial LLCJ.P. Morgan Securities LLC$10007-15-2020
Eric D WrightsCitizens Securities, Inc.J.P. Morgan Securities LLC07-15-2020
Shellie N BaughFifth Third Securities, Inc.J.P. Morgan Securities LLC06-26-2020
Joshua Tearle JaffeAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC06-26-2020
Lydia Eva KerrRaymond James Financial Services, Inc.J.P. Morgan Securities LLC06-08-2020
Danny Chris FinchamThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-04-2020
Lynnette Elaine WorstellMorgan StanleyJ.P. Morgan Securities LLC05-28-2020
Megan Anne HalseyMorgan StanleyJ.P. Morgan Securities LLC05-27-2020
Garica Brown Brown CremeansMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-22-2020
Brandon D ScarburyMorgan StanleyJ.P. Morgan Securities LLC05-06-2020
Kristen Marie LeiboltU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-22-2020
Justin Joseph RobertsonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC04-22-2020
Shaunjoy Kumar SehanobishCitizens Securities, Inc.J.P. Morgan Securities LLC04-01-2020
Scott A ConradMorgan StanleyJ.P. Morgan Securities LLC02-12-2020
Kevin E SneadUBS Financial Services Inc.J.P. Morgan Securities LLC02-07-2020
Alexander Steven BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-17-2020
Kelly Lee ForresterThe Huntington Investment CompanyJ.P. Morgan Securities LLC12-17-2019
William Carl Newland JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Robert A BaittCetera Advisor Networks LLCJ.P. Morgan Securities LLC12-06-2019
Shelly Ann ThomasKey Investment Services LLCJ.P. Morgan Securities LLC$15011-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.