Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie-Hlne Walls-WilsonThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-07-2019
Jacqueline Elizabeth LiferMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-29-2018
Richard Alexander HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-10-2018
Jonathan James BrimleyRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC$1010-02-2018
James William ReittingerU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$2508-21-2018
Shane Daniel PrierJ.J.B. Hilliard, W.L. Lyons, LLCJ.P. Morgan Securities LLC$15008-20-2018
James Thomas MooreMorgan StanleyJ.P. Morgan Securities LLC07-06-2018
Richard Keith DysonPNC InvestmentsJ.P. Morgan Securities LLC05-15-2018
Lindsey Joann MichaelidesPNC InvestmentsJ.P. Morgan Securities LLC04-26-2018
David Harvey FriedmanCitizens Securities, Inc.J.P. Morgan Securities LLC04-25-2018
Ashley Diane LudwigPrincipal Securities, Inc.J.P. Morgan Securities LLC04-05-2018
Krista Lea CartwrightWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2502-23-2018
Joshua C WoodbyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$112-08-2017
William Robert LenzottiKey Investment Services LLCJ.P. Morgan Securities LLC$112-08-2017
Kenneth James ChodzinCitizens Securities, Inc.J.P. Morgan Securities LLC$5011-30-2017
Daniel Anton VielandLPL Financial LLCJ.P. Morgan Securities LLC$5011-03-2017
Merrill George Whippo Jr.The Huntington Investment CompanyJ.P. Morgan Securities LLC10-06-2017
Andrew Alan AshbyPNC InvestmentsJ.P. Morgan Securities LLC09-20-2017
William Ralph CasalePNC InvestmentsJ.P. Morgan Securities LLC07-19-2017
Kenneth Sean FitzgeraldEdward JonesJ.P. Morgan Securities LLC06-30-2017
Joshua Robert Edwin PostMML Investors Services, LLCJ.P. Morgan Securities LLC06-02-2017
Jordan Jeffrey MatolaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-26-2017
Phillip Michael AlexanderWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15005-26-2017
Jeffrey Alan TudorThe Joseph Group Capital ManagementJ.P. Morgan Securities LLC05-25-2017
Jason Arzo HoneycuttKey Investment Services LLCJ.P. Morgan Securities LLC04-19-2017
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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