Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald James HefnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC10-26-2016
Lindsey Nicole ChapmanAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC08-24-2015
Renee M. HefnerAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC08-24-2015
Steven D. SchererAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-17-2015
Jason W ConnellAmeritas Investment Corp.J.P. Morgan Securities LLC04-03-2018
Jeroen Andre HeijnenCantella & Co., Inc.J.P. Morgan Securities LLC10-06-2016
David B. Dibello Jr.Cetera Investment Services LLCJ.P. Morgan Securities LLC09-23-2014
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
David Martin WelshCitizens Securities, Inc.J.P. Morgan Securities LLC12-05-2017
Kenneth James ChodzinCitizens Securities, Inc.J.P. Morgan Securities LLC11-30-2017
Matthew D. ArnoldCreative Planning, Inc.J.P. Morgan Securities LLC09-26-2016
Drew Michael SmartCUSO Financial Services, L.P.J.P. Morgan Securities LLC06-20-2014
Niniek S SulandariEdward JonesJ.P. Morgan Securities LLC05-27-2016
Tony S. StinebaughEdward JonesJ.P. Morgan Securities LLC11-20-2015
James Andrew JonesEdward JonesJ.P. Morgan Securities LLC04-24-2015
William Nathaniel JohnsonEdward JonesJ.P. Morgan Securities LLC01-29-2015
Steven Larrence Stemick IIFifth Third Securities, Inc.J.P. Morgan Securities LLC09-25-2015
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Derrick J. CopeFifth Third Securities, Inc.J.P. Morgan Securities LLC09-11-2014
Dustin Joseph DefrancoFounders Financial Alliance, LLCJ.P. Morgan Securities LLC04-08-2016
Jill R WoodFreeWood Private Wealth Management, LLCJ.P. Morgan Securities LLC01-03-2017
Daniel L MickleyJanney Montgomery Scott LLCJ.P. Morgan Securities LLC$2511-09-2018
Alan SoirefmanKey Investment Services LLCJ.P. Morgan Securities LLC07-17-2019
William Robert LenzottiKey Investment Services LLCJ.P. Morgan Securities LLC12-08-2017
Brian Jason EvansKey Investment Services LLCJ.P. Morgan Securities LLC$5010-28-2015
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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