Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald James HefnerAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC10-26-2016
Lindsey Nicole ChapmanAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC08-24-2015
Renee M. HefnerAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC08-24-2015
Steven D. SchererAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC04-17-2015
Jason W ConnellAmeritas Investment Company, LLCJ.P. Morgan Securities LLC04-03-2018
Jeroen Andre HeijnenCantella & Co., Inc.J.P. Morgan Securities LLC10-06-2016
Robert A. BaittCetera Advisor Networks LLCJ.P. Morgan Securities LLC12-06-2019
Brian LalamaCetera Investment Advisers LLCJ.P. Morgan Securities LLC01-25-2017
David B. Dibello Jr.Cetera Investment Services LLCJ.P. Morgan Securities LLC09-23-2014
Zachary Ryan CliftonCharles Schwab & Co., Inc.J.P. Morgan Securities LLC12-16-2015
Shaunjoy Kumar SehanobishCitizens Securities, Inc.J.P. Morgan Securities LLC04-01-2020
Chelsea Ann HavrillaCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
David Harvey FriedmanCitizens Securities, Inc.J.P. Morgan Securities LLC04-25-2018
David Martin WelshCitizens Securities, Inc.J.P. Morgan Securities LLC12-05-2017
Kenneth James ChodzinCitizens Securities, Inc.J.P. Morgan Securities LLC11-30-2017
Mark Alan LandskronerCitizens Securities, Inc.J.P. Morgan Securities LLC02-06-2017
Jo Ann DesmarteauCitizens Securities, Inc.J.P. Morgan Securities LLC$2509-24-2015
Michael Craig WelchCitizens Securities, Inc.J.P. Morgan Securities LLC$5004-28-2015
Leonard Scott PefferCitizens Securities, Inc.J.P. Morgan Securities LLC01-30-2015
Leshawn Maurice PowersCitizens Securities, Inc.J.P. Morgan Securities LLC11-06-2014
Nathan L. SchaffterCitizens Securities, Inc.J.P. Morgan Securities LLC06-18-2014
Joseph A. GugliottaCitizens Securities, Inc.J.P. Morgan Securities LLC05-13-2014
Matthew D. ArnoldCreative PlanningJ.P. Morgan Securities LLC09-26-2016
Gary Allen WallbergCUSO Financial Services, L.P.J.P. Morgan Securities LLC11-06-2017
Drew Michael SmartCUSO Financial Services, L.P.J.P. Morgan Securities LLC06-20-2014
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.