Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Jack JacobyLPL Financial LLCJ.P. Morgan Securities LLC$1,00002-20-2009
William Earl EtsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1,00001-29-2010
Lynda Marie SchockmanThe Huntington Investment CompanyJ.P. Morgan Securities LLC$5002-29-2012
Matthew David LewisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1,00011-08-2012
John Thomas KraftRaymond James Financial Services, Inc.J.P. Morgan Securities LLC$2511-26-2012
Benjamin James JonesLPL Financial LLCJ.P. Morgan Securities LLC03-01-2013
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
James Arthur BowmanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
Brian Dalton ShepardRaymond James & Associates, Inc.J.P. Morgan Securities LLC$2509-06-2013
Michael Eric RoushFifth Third Securities, Inc.J.P. Morgan Securities LLC12-04-2013
Marc David SchradePNC InvestmentsJ.P. Morgan Securities LLC$15012-10-2013
Matthew Jason KeenerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-11-2014
Phillip David IrvinMorgan StanleyJ.P. Morgan Securities LLC$29006-18-2014
Charles Rogers BrennanMorgan StanleyJ.P. Morgan Securities LLC06-18-2014
Matthew David ObradovichLPL Financial LLCJ.P. Morgan Securities LLC$2407-15-2014
William Hamilton BlackUBS Financial Services Inc.J.P. Morgan Securities LLC08-01-2014
Anthony Stuart FlemingKey Investment Services LLCJ.P. Morgan Securities LLC08-13-2014
John George DakoskeUBS Financial Services Inc.J.P. Morgan Securities LLC$15008-18-2014
Matthew Albert BarnesUBS Financial Services Inc.J.P. Morgan Securities LLC$2508-18-2014
Peter David RischMorgan StanleyJ.P. Morgan Securities LLC$15708-29-2014
Douglas A RossMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2508-29-2014
Cassandra WaitkunasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-29-2014
Derrick J CopeFifth Third Securities, Inc.J.P. Morgan Securities LLC09-11-2014
Douglas James BaylorRaymond James Financial Services, Inc.J.P. Morgan Securities LLC11-04-2014
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
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Showing 1 to 25 of 128 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.