Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby L RobertsonFifth Third Securities, Inc.J.P. Morgan Securities LLC12-09-2014
Alan SoirefmanKey Investment Services LLCJ.P. Morgan Securities LLC07-17-2019
Albert Alan BergerWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC11-04-2016
Alexander Steven BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-17-2020
Amy Kristin ArthurWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-06-2019
Andrew L TracyThe Huntington Investment CompanyJ.P. Morgan Securities LLC09-11-2019
Andrew Martin DavisFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-12-2019
Anthony Stuart FlemingKey Investment Services LLCJ.P. Morgan Securities LLC08-13-2014
Barbara Ann BarnhartU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15001-09-2015
Benjamin James JonesLPL Financial LLCJ.P. Morgan Securities LLC03-01-2013
Bradley Roger KastanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15009-06-2013
Brandon D ScarburyMorgan StanleyJ.P. Morgan Securities LLC05-06-2020
Brendon G AndersonFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-17-2020
Brian Dalton ShepardRaymond James & Associates, Inc.J.P. Morgan Securities LLC$2509-06-2013
Brian Jason EvansKey Investment Services LLCJ.P. Morgan Securities LLC10-28-2015
Cassandra WaitkunasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-29-2014
Chad Edward SlaughterFifth Third Securities, Inc.J.P. Morgan Securities LLC04-28-2015
Charles Rogers BrennanMorgan StanleyJ.P. Morgan Securities LLC06-18-2014
Chelsea Ann GoldmanCitizens Securities, Inc.J.P. Morgan Securities LLC07-23-2019
Christine M JatzekKey Investment Services LLCJ.P. Morgan Securities LLC07-31-2015
Christine Miranda SchaubFifth Third Securities, Inc.J.P. Morgan Securities LLC$15006-19-2018
Clay SwigertManning & Napier Advisors, LLCJ.P. Morgan Securities LLC10-07-2020
Clinton R LouisoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2020
Corey Dane Coker SrU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-15-2015
Curtis William FrischRoyal Alliance Associates, Inc.J.P. Morgan Securities LLC10-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.