Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Mark GoldfarbValMark Securities, Inc.LPL Financial LLC$25405-29-2020
Robert Brett HornW&S Brokerage Services, Inc.LPL Financial LLC02-21-2020
Angela Christine FerberPurshe Kaplan Sterling InvestmentsLPL Financial LLC02-13-2020
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
Michelle Lee HansenCitizens Securities, Inc.LPL Financial LLC12-09-2019
Travis Norbert MaasUBS Financial Services Inc.LPL Financial LLC10-25-2019
Nancy Jean NogaKey Investment Services LLCLPL Financial LLC10-17-2019
Marie Elizabeth Studniarz RudolphAmerican Portfolios Financial Services, Inc.LPL Financial LLC08-30-2019
Philip Steven ScottPrivate Client Services, LLCLPL Financial LLC$1,00008-19-2019
Rodney Tracey FlanneryPrivate Client Services, LLCLPL Financial LLC08-19-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
John Calvin Barber JrAmeritas Investment Company, LLCLPL Financial LLC$2506-03-2019
Benjamin Joseph HillIFP Securities, LLCLPL Financial LLC$5005-23-2019
Robert Nathan WillisonEdward JonesLPL Financial LLC$2512-14-2018
Nathanial Lee ParkerTriad Advisors LLCLPL Financial LLC12-03-2018
Julie A Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Michael Max SchindlerEllsworth Advisors, LLCLPL Financial LLC10-08-2018
James Thomas EliosPrivate Client Services, LLCLPL Financial LLC$5010-04-2018
Ryan DobrokaPrivate Client Services, LLCLPL Financial LLC10-04-2018
Kelly Michael KuennenEllsworth Advisors, LLCLPL Financial LLC$29709-25-2018
Gary Lawrence KaczmarekTriad Advisors LLCLPL Financial LLC08-08-2018
John Peter RuebsteckPNC InvestmentsLPL Financial LLC06-25-2018
Leshawn Maurice PowersThe Huntington Investment CompanyLPL Financial LLC06-11-2018
Daniel Edward SoudersPrivate Client Services, LLCLPL Financial LLC06-01-2018
Brian Patrick SchwederPrivate Client Services, LLCLPL Financial LLC06-01-2018
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.