Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amber Christine RichardsCetera Investment Services LLCLPL Financial LLC09-17-2012
Andrew Joseph Bucher Sr.IFP Securities, LLCLPL Financial LLC05-22-2019
Andrew Lee ArehartMoney Concepts Capital CorpLPL Financial LLC01-05-2017
Antonio F. CibellaCetera Investment Services LLCLPL Financial LLC02-11-2014
Audrey Lynn PryorCetera Investment Services LLCLPL Financial LLC02-12-2014
Benjamin C. HeadleeEdward JonesLPL Financial LLC06-10-2011
Bonnie Nicoletta CannonThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Brad Elliot KiplingerSecurities America, Inc.LPL Financial LLC$10007-09-2014
Brandon Everett HarrisonRaymond James Financial Services, Inc.LPL Financial LLC$5003-17-2017
Brendan N. WillmannGranada Wealth Management, LLCLPL Financial LLC11-23-2016
Brent D. GrossWells Fargo Advisors Financial Network, LLCLPL Financial LLC04-04-2016
Brian Anthony KellettKellett Schaffner Wealth Advisors LLCLPL Financial LLC03-10-2017
Brian James GrossmanThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Brian M. NovotnyThe Huntington Investment CompanyLPL Financial LLC02-01-2017
Brian Patrick GiestingPrivate Client Services, LLCLPL Financial LLC$1006-01-2018
Brian Thomas MillsCetera Advisors LLCLPL Financial LLC11-18-2010
Bruce Alan NewellCommonwealth Financial NetworkLPL Financial LLC08-18-2014
Carlo T. DuranAllstate Financial Services, LLCLPL Financial LLC07-20-2015
Charles Carl Scrattish Jr.The Huntington Investment CompanyLPL Financial LLC02-01-2017
Christopher Leonard LandaThe O.N. Equity Sales CompanyLPL Financial LLC09-14-2018
Christopher M. EatonFifth Third Securities, Inc.LPL Financial LLC02-15-2018
Christopher Scott HouseRaymond James Financial Services, Inc.LPL Financial LLC03-17-2017
Clifton Howard Sparrow Jr.USA Financial Securities CorporationLPL Financial LLC$1002-03-2015
David Allen GranoLincoln Financial Advisors CorporationLPL Financial LLC03-04-2011
David Joseph SchmerberCetera Advisors LLCLPL Financial LLC$1002-08-2017
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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