Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas S. FisherPrivate Client Services, LLCLincoln Financial Advisors Corporation02-18-2020
Kevin Joseph BlackCUSO Financial Services, L.P.Lincoln Financial Advisors Corporation$2501-08-2020
Brenda Lynne LarkinWestminster Financial Securities, Inc.Lincoln Financial Advisors Corporation$14802-22-2019
Edward Martin GoldbergWestminster Financial Securities, Inc.Lincoln Financial Advisors Corporation02-22-2019
John Lane ObrienWestminster Financial Securities, Inc.Lincoln Financial Advisors Corporation$5009-12-2018
Ann Wilson HartmannSigma Financial CorporationLincoln Financial Advisors Corporation$50008-01-2018
Donna Jean BoganSigma Financial CorporationLincoln Financial Advisors Corporation$5008-01-2018
Laurence Edward DunlapVALIC Financial Advisors, Inc.Lincoln Financial Advisors Corporation04-30-2018
Krista Susanne KramerTCP Asset Management, LLCLincoln Financial Advisors Corporation03-14-2017
Carrie Amanda LucasL.M. Kohn & CompanyLincoln Financial Advisors Corporation02-16-2017
Erik James ChristmanOxford Financial PartnersLincoln Financial Advisors Corporation$5005-02-2016
Michael Richard SimaAXA Advisors, LLCLincoln Financial Advisors Corporation02-24-2015
Jason Michael CohenLPL Financial LLCLincoln Financial Advisors Corporation10-03-2014
Barri L JonesFSC Securities CorporationLincoln Financial Advisors Corporation$1008-06-2013
Jeremy Bigelow ThompsonLPL Financial LLCLincoln Financial Advisors Corporation$1009-20-2012
William Robert LenzottiChase Investment Services Corp.Lincoln Financial Advisors Corporation04-01-2011
Erik Robert KneipAmeriprise Financial Services, LLCLincoln Financial Advisors Corporation$2502-11-2011
Leo RosnerCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation07-23-2010
Lee Warren FramerNext Financial Group, Inc.Lincoln Financial Advisors Corporation04-23-2009
Michael Allen ChaffeeLPL Financial LLCLincoln Financial Advisors Corporation02-12-2009
Kathleen Graham MarteneyValMark Securities, Inc.Lincoln Financial Advisors Corporation02-03-2009
Scott David ZiskaLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
David Kenneth ThorneLPL Financial LLCLincoln Financial Advisors Corporation$10002-02-2009
Justin R. HortonLPL Financial LLCLincoln Financial Advisors Corporation02-02-2009
Joseph Andrew ZarlingaLPL Financial LLCLincoln Financial Advisors Corporation$2501-27-2009
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.