Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Lane ObrienWestminster Financial Securities, Inc.Lincoln Financial Advisors Corporation$5009-12-2018
Krista Susanne KramerTCP Asset Management, LLCLincoln Financial Advisors Corporation03-14-2017
Carrie Amanda LucasL.M. Kohn & CompanyLincoln Financial Advisors Corporation02-16-2017
William Harrison EldridgeLPL Financial LLCLincoln Financial Advisors Corporation09-14-2015
Michael Richard SimaAXA Advisors, LLCLincoln Financial Advisors Corporation02-24-2015
Jason Michael CohenLPL Financial LLCLincoln Financial Advisors Corporation10-03-2014
Barri L JonesFSC Securities CorporationLincoln Financial Advisors Corporation$1008-06-2013
Jeremy Bigelow ThompsonLPL Financial LLCLincoln Financial Advisors Corporation09-20-2012
William Robert LenzottiChase Investment Services Corp.Lincoln Financial Advisors Corporation04-01-2011
Erik Robert KneipAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation02-11-2011
Lee Warren FramerNext Financial Group, Inc.Lincoln Financial Advisors Corporation$5004-23-2009
Michael Allen ChaffeeLPL Financial LLCLincoln Financial Advisors Corporation02-12-2009
Kathleen Graham MarteneyValMark Securities, Inc.Lincoln Financial Advisors Corporation02-03-2009
David Kenneth ThorneLPL Financial LLCLincoln Financial Advisors Corporation$1,00002-02-2009
Justin R HortonLPL Financial LLCLincoln Financial Advisors Corporation$102-02-2009
Scott David ZiskaLPL Financial LLCLincoln Financial Advisors Corporation$1,00002-02-2009
Joseph Andrew ZarlingaLPL Financial LLCLincoln Financial Advisors Corporation$1,00001-27-2009
Michael Joseph ZembalaLPL Financial LLCLincoln Financial Advisors Corporation$1,00001-23-2009
Michael J PrimeranoSecurities America Advisors, Inc.Lincoln Financial Advisors Corporation01-06-2009

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.