Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Steiner MontgomeryCitizens Securities, Inc.MML Investors Services, LLC11-20-2019
Robert KishCitizens Securities, Inc.MML Investors Services, LLC10-31-2019
Derek Joseph KesigUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-31-2019
Sean Michael MccoyAXA Advisors, LLCMML Investors Services, LLC01-22-2019
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
Matt Wynn MilhollandWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC08-10-2018
Joseph F. GrimsicPNC InvestmentsMML Investors Services, LLC05-15-2018
Tamala R. Clark-CulpThe O.N. Equity Sales CompanyMML Investors Services, LLC03-23-2018
Raelene Ann NickersonLegend Advisory, LLCMML Investors Services, LLC01-26-2018
Jacquelyn Sue McClishLegend Advisory, LLCMML Investors Services, LLC01-26-2018
David Lee TroutmanCetera Advisor Networks LLCMML Investors Services, LLC$5001-23-2018
Edward Paul GunnThe O.N. Equity Sales CompanyMML Investors Services, LLC01-02-2018
Steven Charles HakalaCambridge Investment Research, Inc.MML Investors Services, LLC11-15-2017
Olja DjuranovicSaybrus Equity Services, LLCMML Investors Services, LLC11-15-2017
Matthew Kent WhitsonLincoln Financial Advisors CorporationMML Investors Services, LLC$8611-10-2017
William Warren Crozier Jr.Lincoln Financial Advisors CorporationMML Investors Services, LLC11-10-2017
James C. PicoloLPL Financial LLCMML Investors Services, LLC11-09-2017
Matthew Thomas HartLPL Financial LLCMML Investors Services, LLC10-13-2017
Arthur Neil SchlosserIndependent Advisor Alliance, LLCMML Investors Services, LLC08-10-2017
Jeffrey Alan ConyersKey Investment Services LLCMML Investors Services, LLC08-07-2017
Lester Martin PresleyThe O.N. Equity Sales CompanyMML Investors Services, LLC$1507-06-2017
Jeanne L DemlerPruco Securities, LLC.MML Investors Services, LLC06-12-2017
Kevin Von GoinsMoney Concepts Capital CorpMML Investors Services, LLC01-19-2017
Robert J. GaynierPruco Securities, LLC.MML Investors Services, LLC09-27-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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