Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Sohngen CottrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC$10001-30-2009
Ryan Andrew SmithFortune Financial Services, Inc.MML Investors Services, LLC08-31-2009
Jeremy L SchlueterFarmers Financial Solutions, LLCMML Investors Services, LLC$806-02-2010
David Evans HuntCambridge Investment Research, Inc.MML Investors Services, LLC11-19-2010
Cole Barrett CondonValMark Securities, Inc.MML Investors Services, LLC02-15-2012
Mark John ErtelCapital Advisory Services, LLCMML Investors Services, LLC$1006-03-2013
Chad WhippleNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC10-24-2013
Daniel Joseph RudskiCetera Advisors LLCMML Investors Services, LLC$2501-28-2014
Gregory E Kibler Robert K HassmannSummit Brokerage Services, Inc.MML Investors Services, LLC$5901-29-2014
Adam BrentlingerFifth Third Securities, Inc.MML Investors Services, LLC02-03-2014
Michael Gene ReynoldsPrincipal Securities, Inc.MML Investors Services, LLC02-19-2015
Dean Arthur SchulerPDS Planning IncMML Investors Services, LLC02-23-2015
Todd Daniel WilliamsFidelity Brokerage Services LLCMML Investors Services, LLC02-24-2015
Bryan Richard KranekSagePoint Financial, Inc.MML Investors Services, LLC08-03-2015
Douglas William SockmanCleveland Wealth, LLCMML Investors Services, LLC04-26-2016
Dewey Wade HildebrandAllstate Financial Services, LLCMML Investors Services, LLC05-13-2016
Kevin Von GoinsMoney Concepts Capital CorpMML Investors Services, LLC01-19-2017
Atonn Gregory Edward SmeltzerMoney Concepts Capital CorpMML Investors Services, LLC03-22-2017
Jeanne L DemlerPruco Securities, LLC.MML Investors Services, LLC06-12-2017
Jeffrey Alan ConyersKey Investment Services LLCMML Investors Services, LLC08-07-2017
Arthur Neil SchlosserIndependent Advisor Alliance, LLCMML Investors Services, LLC$5008-10-2017
Matthew Thomas HartLPL Financial LLCMML Investors Services, LLC10-13-2017
James C PicoloLPL Financial LLCMML Investors Services, LLC11-09-2017
William Warren Crozier JrLincoln Financial Advisors CorporationMML Investors Services, LLC11-10-2017
Matthew Kent WhitsonLincoln Financial Advisors CorporationMML Investors Services, LLC$8611-10-2017
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.