Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Annie B. SmithQuest Capital Strategies, Inc.MML Investors Services, LLC$1004-08-2013
Arthur Neil SchlosserIndependent Advisor Alliance, LLCMML Investors Services, LLC08-10-2017
Brian William YeakleyCambridge Investment Research, Inc.MML Investors Services, LLC$5011-01-2018
Bryan Richard KranekSagePoint Financial, Inc.MML Investors Services, LLC08-03-2015
Chad WhippleNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC10-24-2013
Daniel Joseph RudskiCetera Advisors LLCMML Investors Services, LLC01-28-2014
David Allen TheissFifth Third Securities, Inc.MML Investors Services, LLC10-10-2018
David Evans HuntCambridge Investment Research, Inc.MML Investors Services, LLC11-19-2010
David Lee TroutmanCetera Advisor Networks LLCMML Investors Services, LLC$5001-23-2018
Dean Arthur SchulerPDS Planning IncMML Investors Services, LLC02-23-2015
Dewey Wade HildebrandAllstate Financial Services, LLCMML Investors Services, LLC$5005-13-2016
Edward Paul GunnThe O.N. Equity Sales CompanyMML Investors Services, LLC01-02-2018
Grover Clay Johnson IIThrivent Investment Management Inc.MML Investors Services, LLC08-17-2015
Jacquelyn Sue McClishLegend Advisory, LLCMML Investors Services, LLC01-26-2018
James C. PicoloLPL Financial LLCMML Investors Services, LLC11-09-2017
Jeanne L DemlerPruco Securities, LLC.MML Investors Services, LLC06-12-2017
Jeffrey Alan ConyersKey Investment Services LLCMML Investors Services, LLC08-07-2017
Jeremy L. SchlueterFarmers Financial Solutions, LLCMML Investors Services, LLC$1006-02-2010
John Edward PickarskiParkland Securities, LLCMML Investors Services, LLC$1008-03-2009
John Joseph MoranSecurities America, Inc.MML Investors Services, LLC07-18-2014
Joseph F. GrimsicPNC InvestmentsMML Investors Services, LLC05-15-2018
Joseph Richard HassenNationwide Securities, LLCMML Investors Services, LLC06-24-2015
Kevin Von GoinsMoney Concepts Capital CorpMML Investors Services, LLC01-19-2017
Lester Martin PresleyThe O.N. Equity Sales CompanyMML Investors Services, LLC$1507-06-2017
Mark John ErtelCapital Advisory Services, LLCMML Investors Services, LLC06-03-2013
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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