Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Ness, Chris Nuetzel, Keith Sweigert Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-26-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
William Walter LeboeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Patrick J FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
Chad Patrick BudyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-14-2019
Beth Marie RadcliffStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
James Donald SchadeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-05-2018
David Steven PattonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15005-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-04-2018
Connor Glenn JarvisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Michael Joseph JanoskoValMark Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
Brian Cleve DutteraKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-07-2018
Raquel B PachecoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-23-2018
Kevin Robert ClarkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Next Page »

Showing 1 to 25 of 290 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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