Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Christopher BrooksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2020
James Frederick White IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-31-2020
Daniel Miller CochranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Michelle Marie RiesgoCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2020
Joseph Charles VinciguerraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2020
Anton Francis LohnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
James P TusochFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2020
Hugh Patrick McMichael JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
Michael LindseyAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2020
Zachary A CottongimJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-19-2020
Sweta Venugopal VenugopalAdviso WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated05-12-2020
Nathan David EberlyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2020
Delford Paul McCallister II3CM Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-17-2020
Robert David HaysLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2020
Brandon Michael BoychukKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2020
Gregory William HopkinsInverness Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2020
Arthur Richard DelucaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2020
Nicholas James EvansGolden Reserve RIA, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2020
Bryan WeismanFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2020
John Steven DamianoStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-07-2020
John Robert BovardIncline WealthMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2020
Gregory Michael TurnerPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Jeffrey Philip ElmanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-29-2019
Nathaniel RobertsCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Colin Doyle KeefeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
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Showing 1 to 25 of 273 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.