Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Ness Chris Nuetzel Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$30005-24-2019
David LoweAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$8803-09-2012
Beth Radcliff Richard CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16902-20-2019
Jason Hostetler Tina MiggeStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2018
Jamie Schade Mark HenestofelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-05-2018
Jackie Kunkel Don KunkelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$75507-12-2017
William Troy Neat Jason Redpath Steven SpaethMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60201-20-2017
Jennifer Daniels Karen LevyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15112-06-2013
Mark Pentella Jessica PalmerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$12503-22-2013
Vince Costanzo Rex MackMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$11511-23-2012
Brant Giere Lisa SzucsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-20-2012
Myron T BarkerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20008-17-2012
Bryan Jones James WoodsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-15-2011
Tom Ulrich Nick BryanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26006-03-2011
David Patton Miles OMailia Theresa CooperRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$23508-20-2018
David Holwadel Jeffrey Thompson Yvette BushRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$40006-01-2015
Kyle GearhartRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$30012-19-2013
Jon Christopher BrooksMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2020
James Frederick White IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-31-2020
Daniel Miller CochranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Michelle Marie RiesgoCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2020
Joseph Charles VinciguerraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-17-2020
Anton Francis LohnJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
James P TusochFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2020
Hugh Patrick McMichael JrRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2020
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Showing 1 to 25 of 273 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.