Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Thomas CrewseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2009
Adam Jon PfaffAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2012
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2009
Alan Wesley BegyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2009
Andrew Joseph BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Ashlee Alyn HarrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Ashley Benton FellersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2011
Benjamin KirkseyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-26-2015
Beth Marie RadcliffStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2019
Beth Radcliff, Richard CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16902-20-2019
Blake Neil RawsonStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated09-08-2010
Brant Giere, Lisa SzucsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-20-2012
Brent Forrest JacksonG. A. Repple & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2014
Brett Richard KinzelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1005-29-2009
Brian Cleve DutteraKestra Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-07-2018
Brian Douglas VinceletteAmerican Heritage Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-04-2013
Brian Keith WeinreichAmerican Heritage Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2009
Bridget Mary BeddellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-09-2015
Bryan Jones, James WoodsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-15-2011
Carmelito M. Olaes Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-09-2009
Carol Anne ErnstUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Chad Allan DworznikPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2016
Chad Patrick BudyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Charles Joseph BoulwareMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2014
Chelsie Brenneman GibsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-16-2013
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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