Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Thomas CrewseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-08-2009
Adam Bruce BiblerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Adam J FranklinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Adam Jon PfaffAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2012
Adam Steven VertesObjective Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2016
Adrian Lynn PhippsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-23-2009
Alan Wesley BegyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-13-2009
Albert Arthur Duplace Jr.Morgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-01-2009
Alexander Zachary JosephMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Alexandra EichlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-24-2013
Amy Marie DietzThe O.N. Equity Sales CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2016
Andrew Bruce ElsofferStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-18-2011
Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Andrew Joseph BensonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Anthony KrncevicPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2011
Antonio F. CibellaCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2011
Arthur Richard DelucaFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2020
Ashlee Alyn HarrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Ashley Benton FellersEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2011
Audrey Yevette TidmoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2014
August William AllendorfFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2014
Benjamin E TegelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2010
Benjamin K. PersonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2013
Benjamin KirkseyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-26-2015
Benjamin Ryan HazlebeckNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2017
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Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.