Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Morad Jamil ZayedCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Michael Wayne BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Emily Dawn BosleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Michael BalsomMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
David Leonard RomeAurum Wealth Management Group LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2019
Chad Patrick BudyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Gerard T. QuinnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Herbert ChenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
William G. Whiteley IVVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Theresa Renee CooperRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Connor Glenn JarvisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Michael Joseph JanoskoValMark Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-09-2018
Raquel B PachecoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-23-2018
Kevin Robert ClarkAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Justin L. WeismanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
Joseph Thomas LoweRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2017
Kelly Ann Draper, David Robert Snell, Gerald R. Beale Jr., Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Evan McCauleyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Matthew David KircherFairPoint Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-04-2017
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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