Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Wayne BrownMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Cheryl L Amato LidawerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-14-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Michael BalsomMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
James Richard Sophia Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rachel Katharine JoseMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Maher Joseph MajdalaniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2017
Kelly Ann Draper, David Robert Snell, Gerald R. Beale Jr., Andrew D SnellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2017
Tony Michael PenzoneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-01-2017
Richard Edward Croasdaile III, Lauren C ErbMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-31-2017
Jon Cleavland PeavyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-20-2017
David Patrick LangeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2017
Jill Elaine BracciMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-17-2017
William Troy Neat, Jason Redpath, Steven SpaethMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$60201-20-2017
Robert Harold Newsock, Brad E Baird, Keith Richard MeyerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-20-2017
Steven Joseph Spaeth, William Troy Neat, Jason Elliot Redpath, Monica L Miller, Jack Kenneth SkidmoreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-20-2017
Morgan Lyn GoldthwaiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2016
Elizabeth Ann Goldthwaite, Tiffany Marie SafranMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$7012-02-2016
Jeffrey Joon Yee TongMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2016
Krista Demuth GirrbachMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-19-2016
Richard Lee Gum Jr., William Jarman Davis III, Chad Edward WickerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-08-2016
Shawna Marie BumpusMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-12-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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